Frequently Asked
Questions

Taxation of Mutual Funds in India can be divided in two parts Capital Gains & Dividends. Click here to understand the details on Taxation

No, there are no additional charges for availing the SIP facility. However, some banks may charge mandate registration fees for physical mandate registrations. We recommend checking with your bank for any such charges.

Existing investors can make the following transactions through SMS:

Financial Transactions:

• Additional Purchase (Subscription)
• Redemption
• Switch in / Switch-out

Non – Financial Transactions:

• • NAV
• • Folio Valuation
• • Email Statement of Account
• • SIP Renewal Procedure

Yes, the ongoing SIP will be terminated after 3 consecutive reversals except quarterly frequency SIPs, for quarterly will be terminated after 2 consecutive reversals due to any reason.

For further queries please do not hesitate to get in touch with us on [email protected] or on 1800-22-3863 or 1800-209-3863.

The following features are available in the scheme:
Systematic Investment Plan (SIP) (on an going basis): This feature enables investors to save and invest periodically over a long period of time. Click here to know more about SIP in detail.

Systematic Withdrawal Plan (SWP) (On an going basis): This feature enables an investor to withdraw amount/units from their holdings in the Scheme at periodic intervals through a one-time request. Click here to know more about SWP in detail.

Systematic Transfer Plan (STP) (On an going basis): This feature enables an investor to transfer fixed amounts from their accounts in the scheme to another scheme within a folio from time to time. Click here to know more about STP in detail.

Switch options: Click here to view switch matrix for the applicable NAV.

You will receive a confirmation email/SMS with the details of your Online SWP after successfully completing the registration process on our website.

You can also check the status of your registration under the section '' Transact > SWP > Registered SWP ''.

You can begin transacting as soon as your KYC status is marked as "Under Process," but not later than 2 days from the date of modification. You may transact any time after your KYC status is successfully validated on the KRA website.

No, you do not need to submit any physical documents.

Currently only an existing investor with Quantum Mutual Fund can invest in SWP through our online SWP option.

1. Visit www.QuantumAMC.com.
2. Click on Invest Online section and log in using your User id/PAN and Password/OTP.
3. Under ‘Transact’ click on "SWP"
4. Click on ‘New SWP Registration’
5. Click on ‘Register SWP’ for the respective source scheme
6. Fill up the Online SWP registration form
7. Click on ‘Submit’ and confirm the SWP registration request by clicking on ‘Confirm’ option

All categories of existing investors and prospective investors (individual/non-individual/corporate body including Joint Holders, HUF, Guardian in case of Minor and Power of Attorney Holder) are required to become FATCA compliant.

Please click the below link to download the FATCA Form for Individual & HUF –
https://www.quantumamc.com/regulatory-document/application-form/551

Please click the below link to download the FATCA Form for Non – Individual –
https://www.quantumamc.com/regulatory-document/application-form/550

Investors having Bank Accounts with the banks participating in National Payments Corporation of India (NPCI) for payment through Interbank Mobile Payment Solution (IMPS) facility can invest in Quantum Mutual Fund Schemes.
The customer having account with any of these banks should register for IMPS service with the Bank. The registration process shall be as per the procedure laid down by each bank.

Please refer below table for the minimum amount required to invest or redeem in the Quantum Value Fund.

WhatsApp Facility will be available to existing registered Identified Investors as prescribed by the AMC from time to time and individual investors and joint holders and who is KYC compliant (for financial transactions). The new investor who wishes to avail this Facility shall first be required to subscribe / purchase units through the offline / web or such other mode of transactions as may be prescribed by the AMC from time to time.

To avail for this facility, the mobile number and Email Id of the investor needs to be registered under his folio.

If investor wish to change from one ARN to other ARN in existing investment, a written request duly signed by all  unit holder/s mentioning  request to change the broker code should be submitted to nearest point of services.

If investor wish to change/ update in existing investment and where the units are holding in direct plan then  – Investor to submit the Switch request duly filled and signed  Additional Transaction or Service Request Slip . Exit Load is not applicable on Switch from Direct to Regular Plan or vice versa of same scheme. However, this entails tax consequences.

Taxation of Mutual Funds in India can be divided in two parts Capital Gains & Dividends. Know more on the Tax implications.

Taxation of Mutual Funds in India can be divided in two parts Capital Gains & Dividends. Know more on the Tax implications.

You need to mention your transaction type, folio number, amount, scheme details like name, plan and option, details about change request in the WhatsApp / HIKE message (depending upon the type of transaction).

No, there are no charges for completing Online KYC through Quantum’s website.

Please refer below table for the minimum amount required to invest or redeem in the Quantum ELSS Tax Saver Fund.

As per the SEBI Circular no. CIR/IMD/DF/21/2012 dated September 13, 2012, a new cadre of distributors are categorized such as postal agents, retired government and semi-government officials (class III and above or equivalent), retired teachers and retired bank officers with a 
service of at least 10 years, and other similar persons (such as Bank correspondents) as may be notified by AMFI/ AMC from time to time, has been allowed to sell units of simple and performing mutual fund schemes. 

Subsequent to SEBIs circular, AMFI included the following persons under the new cadre: 

1) Intermediaries/ Agents engaged in distribution of financial products e.g. insurance agent, FD agent, National Savings Scheme products, PPF, etc. registered with any other Financial Services Regulator. 

2) Business correspondents appointed by Banks.

The commission amount will be paid to the Partner by directly crediting the funds via NEFT, RTGS, or direct transfer to the Partner's registered bank account.

Yes, you can now invest in Quantum Mutual Fund Schemes through the Interbank Mobile Payment Service (IMPS) mode on our website www.QuantumAMC.com.

Taxation of Mutual Funds in India can be divided in two parts Capital Gains & Dividends. Know more on the Tax implications.

The Quantum Gold Fund offers only Growth Option.

Please refer below table for the minimum amount required to invest or redeem in the Quantum Dynamic Bond Fund.

Taxation of Mutual Funds in India can be divided in two parts Capital Gains & Dividends. Know more on the Tax implications.

The investment objective of the scheme is to achieve long-term capital appreciation by investing primarily in shares of companies that will typically be included in the

two benchmark Tier 1 Benchmark : S&P BSE 500 TRI Tier 2 Benchmark : S&P BSE 200 TRI and are in a position to benefit from the anticipated growth and development of the Indian economy and its markets.

The Online SWP facility is available at NO CHARGE.

Welcome to Quantum Mutual Fund!!

It is pertinent to note that Quantum Mutual Fund is India’s first Direct to Investor fund house

We offer simple and easy-to-understand products across asset classes (Equity, Liquid/Debt and Gold) through Direct & Regular Plans.
We started in 2006 as the 29th Fund house and our USPs are;

Following is the procedure for Instant redemption.

The scheme offers Growth Option and IDCW Option.

If you decide to opt for the IDCW option, you would again have to choose one of the facilities: IDCW Payout or IDCW Reinvestment.

To check the performance of the scheme you will have to go through the current factsheets.

Click here for detailed Scheme Factsheet.

Taxation of Mutual Funds in India can be divided in two parts Capital Gains & IDCW- IDCW. Click here to understand the details on Taxation

To know more about investing online in India’s 1st Direct to Investor Mutual fund, Please Click here. Please note that you need to be KYC compliant to invest with us. Click here to read more about KYC.

Please check our FAQs on SIP Online to know the procedure to register an online SIP.

PLEASE NOTE THAT YOU NEED TO BE KYC COMPLIANT TO INVEST WITH US.

Click here to know more about KYC.

To check the performance of the Quantum Equity Fund of Funds you will have to go through the current factsheets.

Click here for detailed  Scheme Factsheet.

NAV applicability refers to the NAV at which a transaction is affected. A cut-off time is set by the fund and all investments or redemptions are processed at that particular NAV. This NAV is relevant if the application is received before that cut-off time on a day. A different NAV holds if received thereafter. Every Mutual fund follows standard cut-off timing depending on the scheme type which is in compliance with SEBI guidelines. To know more about the NAV applicability and cut-off timings of the Quantum Liquid Fund please click here and refer NAV applicability and cut-off timing for Purchase and Redemption in all schemes of QMF.

The Quantum Small Cap Fund is an open-ended equity scheme predominantly investing in small cap stocks. As per the investment methodology, the scheme is sector agnostic. It includes a high-conviction portfolio of 25-60 stocks that reflect the three broad themes: domestic consumption, exports, and infrastructure development. The small cap portfolio exposure to new & emerging sectors such as banking & finance, insurance, green energy, IT, auto ancillary, entertainment, agricultural food etc.

The investment strategy of the scheme will be to invest in a basket of stocks after using intensive fundamental analysis, both quantitative and qualitative, monitor the portfolio actively but not so as to engage in excessive trading, and control risk by keeping the portfolio adequately diversified.

 Please refer to the latest factsheet to get an overview of the Quantum Small Cap fund portfolio.

Quantum Liquid Fund may invest in the following Instruments:

The dynamic combination of a rigorous top down macro economy and fixed income research and emphasis on Portfolio liquidity and capital preservation is expected to offer risk adjusted returns.

View the current portfolio,select the year and month that you wish to view..

The investor can change his/her Email-id and Contact number under the folio.

Process:

Online - You can change your Email Id and contact details through "Manage Account>Modify Contact Details/Modify Email id" option under Login. Please note that PIN is required for change of each criteria.

Offline - You can update your email id/ contact number by any of the following way.

1. Request Letter - A duly signed letter/Transaction Slip mentioning the Email Id, Mobile Number and any other contact details can be submitted to AMC branch / any of the KFin Technologies Limited.

2. Email/SMS -

a. Email - The investor can send an email from the registered email id to update the email id/contact number (mobile/ residential/office number) at [email protected]

b. SMS -The email id/mobile number can also be updated by sending an SMS from the registered mobile number on 9243223863.

Note: The folio number and the new contact details have to be mentioned in the request submitted.

For the latest updates please Click Here

The Investment Objective of the Scheme is to generate returns that are in line with the performance of gold and gold related instruments subject to tracking errors. However, investments in gold related instruments will be made if and when SEBI permits mutual funds to invest, in gold related instruments. The Scheme is designed to provide returns that before expenses, closely correspond to the returns provided by gold.

The IDCW Transfer Plan is a plan through which the investors can transfer their IDCW amount as and when declared by the fund to any other scheme (excluding ETF schemes) at the applicable NAV.

IDCW Transfer Plan is available only in the Monthly IDCW option and is possible only from Quantum Liquid Fud - Monthly IDCW Payout Option and Quantum Dynamic Bond Fund – Monthly IDCW Payout Option to any other scheme.

How can I apply for IDCW Transfer Plan?
Currently the DTP request can be submitted only through offline mode. You need to fill Common Application Form to apply for DTP facility and submit it to our nearest point of acceptance. You may visit ‘Contact Us’ section to view the nearest branch location.

What is the minimum IDCW amount that can be transferred to the target scheme?
There is no minimum amount requirement for the IDCW amount that can be transferred. The entire IDCW amount declared in the source scheme will be transferred to the target scheme irrespective of amount.

What is the Turn Around Time (TAT) for a DTP registration?
The Turn Around Time (TAT) for registration of DTP is 10 business days.

What is the procedure to cancel DTP?
A written application needs to be submitted to the nearest point of acceptance for cancellation of your DTP. You may visit ‘Contact Us’ section to view the nearest branch location.

Note: IDCW stands for "Income Distribution cum Capital Withdrawal"

NAV Applicability

If the valid application received up to 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription/ purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme and are available for utilization before the cut-off time (3.00 p.m.)- the closing NAV of the day shall be applicable. If the valid application received after 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme on same day or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day- the closing NAV of the subsequent Business Day shall be applicable;

Irrespective of the time of receipt of application at the official point(s) of acceptance, where the funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Schemes on or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day - the closing NAV of such subsequent Business Day shall be applicable;

Quantum Gold Fund is listed on the National Stock Exchange (NSE) with the symbol QGOLDHALF.

You can buy/sell Quantum Gold Fund units on the National Stock Exchange, through your stock broker, or through your online trading service. Each unit of the QGF will be approximately equal to price of 1/100th of 1 gram of Gold.

The investment process will change according to the category you fall under i.e. Retail Investor and Large Investor or Authorised Participants (AP).

A list of the ticker codes used by various member-brokers on their online terminals is given below:

LARGE INVESTORS /AP- To read more on how to invest for Large investors/AP please read the SID of Quantum Gold Fund ETF or please click here

Yes. An email and SMS will be triggered to your email id and mobile number provided in the online application form.

The scheme offers only Growth Option.

Quantum Gold Fund is an Exchange Traded Fund also known as ETF.

ETF units are listed on stock exchanges and traded like equity shares. An ETF would have some underlying security or group of securities like an index, sector stocks or commodities, like gold. These underlying securities determine the ETF’s value.

A Gold ETF is fund that has gold as the underlying security. So, the value of the ETF is derived from the value of underlying gold. Gold ETF would be a passive investment; so, when gold prices move up, the ETF appreciates and when gold prices move down, the ETF price comes down. As Gold ETFs track gold prices, the only differentiating factor would be the costs borne by the Fund House.

Quantum Gold Fund – QGF is an open ended Scheme Replicating / Tracking Gold, will invest in Physical Gold. It seeks to offer investors an innovative and cost-efficient way to invest in gold.Each unit of the QGF will be approximately equal to price of 1/100th of 1 gram of Gold. Through the lower cost of operations and the availability of units having smaller denominations, QGF would provide investors an excellent means of asset allocation.

Investor looking for Portfolio diversification under Gold asset can invest in QGF.

Some attributes of QGF are;

Quantum Nifty 50 ETF is an Exchange Traded Fund also known as ETF.

ETF units are listed on stock exchanges and traded like equity shares. An ETF would have some underlying security or group of securities like an index, sector stocks or commodities, like gold. These underlying securities determine the ETF’s value.

An Index ETF is fund that has any stock exchange index as the underlying security. So, the value of the ETF is derived from the value of underlying index. Index ETF would be a passive investment; so, when index prices move up, the ETF appreciates and when index prices move down, the ETF price comes down. As Index ETFs track Index prices, the only differentiating factor would be the costs borne by the Fund House.

Quantum Nifty 50 ETF – QNF seeks to offer investors a cost-efficient way to invest in Nifty 50 Index. It is an open ended scheme replicating / tracking Nifty 50 Index. The units of QNF issued under the scheme will be approximately equal to the price of 1/10 (one-tenth) of the Nifty 50 Index. Through the lower cost of operations, QNF would provide investors an excellent means of investing in Nifty 50 Index which is a broad based diversified index.

Investor looking for long term investments across shares which are part of Nifty 50 Index can invest in QNF. Some attributes of QNF are;

PLEASE NOTE THAT YOU NEED TO BE KYC COMPLIANT TO INVEST WITH US.

Click here to know more about KYC.

Yes, there is an option to hold the units in dematerialized mode.

To avail the same you should have a Demat/beneficiary account with a DP and need to mention all the details of your account no. and DP while filling the application form.

Also please note that SIP is allowed in Demat mode but Switch in/ Switch out/ Systematic Withdrawal Plan/ Systematic Transfer Plan are currently not available in the demat mode.

Click here to view the FAQs on Demat.

The scheme offers Growth Option, Monthly IDCW Payout Option and Daily IDCW Reinvestment Option.

Note – “If the IDCW payable to the Unitholder is less than or equal to 500/-, then the IDCW will be compulsorily reinvested in the Option.”

Note: IDCW stands for "Income Distribution cum Capital Withdrawal"

The minimum amount of investment will change according to the category you fall under i.e. Retail Investor and Large Investor or Authorised Participants (AP).

Retail Investors- On the Exchange: Each unit of the QGF will be approximately equal to price of 1/100th of 1 gram of Gold. On NSE, the units can be purchased /sold in minimum lot of 1 unit and in multiples thereof.

To read more on minimum amount for Large investors/AP please read the SID of QGF or please click here.

NAV Applicability

If the valid application received up to 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription/ purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme and are available for utilization before the cut-off time (3.00 p.m.)- the closing NAV of the day shall be applicable. If the valid application received after 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme on same day or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day- the closing NAV of the subsequent Business Day shall be applicable;

Irrespective of the time of receipt of application at the official point(s) of acceptance, where the funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Schemes on or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day - the closing NAV of such subsequent Business Day shall be applicable;

For Systematic Investment Plan (SIP), Systematic Transfer Plan (STP), Dividend Transfer Facility:

The units will be allotted based on which the funds are available for utilization by the respective schemes / target schemes irrespective of the installment date of the SIP, STP or record date of dividend declarations. It may also be noted that allotment of units in the normal course will be based on realization of amount of subscription or the date of receipt of application or the date of instalment (in case of SIP) whichever is later if both realization and application dates are different.

Further, if the time of realization of funds can’t be ascertained then the allotment of units will be as per the day and date of realization of amount of subscription.

To check the performance of the Quantum Multi Asset Fund of Funds you will have to go through the current factsheets.
Click here for detailed Scheme Factsheet.

 In accordance with SEBI circular dated May 19, 2023, the unclaimed amounts under various schemes of the Fund are invested in the following 4 separate plans of Quantum Liquid Fund, created exclusively for the purposes of investment of unclaimed amounts –
 

i) Quantum Liquid Fund - Unclaimed IDCW Plan Below 3 years

(ii) Quantum Liquid Fund - Unclaimed IDCW Plan Above 3 years

(iii) Quantum Liquid Fund - Unclaimed Redemption Plan Below 3 years

(iv) Quantum Liquid Fund - Unclaimed Redemption Plan Above 3 years

The Total expense ratio of the above plans are capped at 50bps and there is no exit load charged to these plans. The Net Asset Value of these separate plans are calculated and disclosed on a daily basis on the AMFI website-. On receipt of a valid claim from the unitholders, the unclaimed amounts are processed and paid out as per the applicable NAV of the relevant unclaimed amount Plan.

The scheme may invest in the following Instruments:

The AMC uses `passive` approach to try and achieve the Scheme`s investment objective. The QGF will invest up to 100% but at least 90% of its total assets in the physical Gold. Quantum Gold Fund endeavors to track domestic prices of gold by investments in physical gold.
View the current portfolio,select the scheme name along with the year and month that you wish to view.

Mr. Chirag Mehta (Since November 1, 2013) is managing the scheme.

Chirag Mehta has more than 19 years of experience in handling commodities. Chirag is a qualified CAIA (Chartered Alternative Investment Analyst), and has also completed his Masters in Management Studies in Finance. He has interned at Kotak & Co. Ltd and has also attended the Federation of Indian Commodities Exchanges as part of his internship.

• • Quantum Nifty 50 ETF is listed on the National Stock Exchange (NSE) with the symbol QNIFTY. You can buy/sell Quantum Nifty 50 ETF units on the National Stock Exchange.
• • You can buy QNIFTY units on the capital market segment of NSE through your stock broker or through your online trading service during trading hours at a price which may be close to the NAV of the Scheme.
• • Minimum lot size is one unit.

Quantum Nifty 50 ETF is listed on the National Stock Exchange (NSE) with the symbol QNIFTY. You can buy/sell Quantum Nifty 50 ETF units on the National Stock Exchange, through your stock broker, or through your online trading service. Each unit of QNF will be approximately equal to 1/10th (one tenth) of the Nifty 50.

The investment process will change according the category you fall under i.e. Retail Investor and Large Investor or Authorised Participants (AP).

RETAIL INVESTOR -

Broker codes for some of the online trading services are mention below:

LARGE INVESTORS AND AUTHORISED PARTICIPANTS- To read more on how to invest for Large investors/AP please read the SID of Quantum Nifty 50 ETF or please click here.

The following features are available in the scheme:
Systematic Investment Plan (SIP) (on an going basis): This feature enables investors to save and invest periodically over a long period of time. Click here to know more about SIP in detail.

Systematic Withdrawal Plan (SWP) (On an going basis): This feature enables an investor to withdraw amount/units from their holdings in the Scheme at periodic intervals through a one-time request. Click here to know more about SWP in detail.

Systematic Transfer Plan (STP) (On an going basis): This feature enables an investor to transfer fixed amounts from their accounts in the scheme to another scheme within a folio from time to time. Click here to know more about STP in detail.

Switch options: Click here to view switch matrix for the applicable NAV.

Triggers:
A trigger is facility that allows you to specify an exit target (linked to value or time) or to receive an update when the desired levels are reached. The moment this target is achieved, the trigger gets activated. There can be Alert triggers or Action trigger. Click here to view the FAQ on Trigger Facility

The scheme offers only Growth Option

1. Letter specifying name, folio number, duly signed by all unit holders (if mode of holding joint) or authorized signatories in case of corporate entities.

2. KYC Acknowledgement with new name

3. Bank's Cheque copy with new name

4. If signature change - banker attestation of new signature

Additional below documents if:

Change in Name due to Marriage – Notarized copy of Marriage Certificate

Change in Name due to Divorce –

•          Divorce Declaration form duly witnessed
•          Attested copy of the Court order stamped by Executive Magistrate or Judicial Magistrate apart from having Court stamp

Change in Name due to adoption – Attested copy of Court order duly stamped and also attested by Executive Magistrate/Judicial Magistrate/Notary.

Change in Name for other reasons - Notarized copy of Judgment/Gazette Notification

Change in Name for Corporate Investors -

•          Attested copy of Certificate of Incorporation at Registrar of Companies (ROC)
•          Memorandum of Articles & Articles of Association
•          List of Authorized Signatories, Board Resolution

Note - If any Signature Change due to Marriage/Divorce - old and new signature to be

provided (old signature should be tallied with our records)

The investor can change his/her existing bank details under the folio. You can also add or register up to 5 bank accounts in the folio.

Online Process:

Please click here to know more about online process.

Offline Process:

Note:

Quantum Multi Asset Fund of Funds may invest in the following Instruments:

Portfolio allocation between the units of equity, debt/ money markets and gold schemes broadly depends on the relative valuations between the asset classes. Relative valuations are determined by evaluation of various influencing factors.

View the current portfolio,select the scheme name along with the year and month that you wish to view.>.

Please note that you need to be KYC compliant to invest with us. Click here to know more about KYC.

To invest offline in India’s 1st Direct to Investor Mutual fund, investors are requested to follow the steps given below:

• Collect the Application Form

• Complete the form and attach the mandatory documents

• Submit the Application Form

Collecting the Application Form

1. You can download the form from our website Click here to download the form now.

2. You can also collect the physical application form from any of our offices Or collection centers, as per the addresses below:

3. Quantum Asset Management Company Private Limited: 1st Floor, Apeejay House, 3 Dinshaw Vachha Road, Backbay Reclamation, Churchgate, Mumbai - 400020

4. Quantum Asset Management Company Private Limited: BSQUARE Office Solutions, 6th Floor Shree Krishna Centre, Nr. Mithakhali Six Roads, Navrangpura, Ahmedabad - 380 009

5. KFin Technologies Limited- KFin Technologies Limited is our Registrar and Transfer Agent having many offices across India. Click here for all the locations available over India.

Complete the form and attach mandatory documents

Fill your personal details like name, address, phone no., email id and bank account information and attach the below mentioned documents:

• Main application form along with the Transactions form (Duly filled and signed)

• Current dated at par cheque in favor of ‘Quantum __________ scheme - your PAN number’

• A cancelled copy of cheque

• A self-attested copy of PAN of the unit holder(s)

• KYC acknowledgement copy of the unit holder(s)

Submit the Application Form

1. You can submit your physical applications along with all required supporting documents as mentioned below:

2. Quantum Asset Management Company Private Limited: 1st Floor, Apeejay House, 3 Dinshaw Vachha Road, Backbay Reclamation, Churchgate, Mumbai - 400020

3. Quantum Asset Management Company Private Limited: BSQUARE Office Solutions, 6th Floor Shree Krishna Centre, Nr. Mithakhali Six Roads, Navrangpura, Ahmedabad - 380 009

4. KFin Technologies Limited- KFin Technologies Limited is our Registrar and Transfer Agent having many offices across India. Click here for all the locations available over India.

NAV Applicability

If the valid application received up to 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription/ purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme and are available for utilization before the cut-off time (3.00 p.m.)- the closing NAV of the day shall be applicable. If the valid application received after 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme on same day or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day- the closing NAV of the subsequent Business Day shall be applicable;

Irrespective of the time of receipt of application at the official point(s) of acceptance, where the funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Schemes on or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day - the closing NAV of such subsequent Business Day shall be applicable;

For Systematic Investment Plan (SIP), Systematic Transfer Plan (STP), Dividend Transfer Facility:

The units will be allotted based on which the funds are available for utilization by the respective schemes / target schemes irrespective of the installment date of the SIP, STP or record date of dividend declarations. It may also be noted that allotment of units in the normal course will be based on realization of amount of subscription or the date of receipt of application or the date of instalment (in case of SIP) whichever is later if both realization and application dates are different.

Further, if the time of realization of funds can’t be ascertained then the allotment of units will be as per the day and date of realization of amount of subscription.

A. Physical Mode:

The mandate registration in physical for SIP can be submitted at any of the Point of Services (POS):- click here for our branch address or nearest Kfin Technologies Ltd Collection Centres

Investors/Unitholders needs to submit an original cancelled cheque (or a copy) with the name and account number pre-printed, or a bank account verification letter, to register the mandate.The unitholder’s cheque/bank account details will be subject to third-party verification.

Investor opting for this facility must be KYC complied.
For New investors: - New investors need to submit the dully filled and signed Common Application Form along with SIP & One Time Mandate Form to any of our point of services 

For Existing Investors: Existing investors can submit the dully filled and signed  SIP & One Time Mandate Form to any of the point of services.

Digital Mode: Please refer below steps for New & Existing Investor:

A Systematic Transfer Plan (STP) allows an investor to invest a lump sum amount in one scheme and periodically transfer (or switch) a predetermined sum to another scheme. Depending on the selected frequency, the chosen amount is transferred on a specified date from the initial scheme to another scheme of the investor’s preference.

If you have invested in multiple schemes of the same fund house with different folios or invested in same scheme with multiple folios, you can combine/merge all these folios into one consolidated folio instead of keeping track of each scheme/each folio separately in a scheme or across multiple schemes. This process is called consolidation of folios.

Most investors fill in a fresh application form even while investing in the same Mutual Fund or investors tend to invest in same scheme with different folio in case he wants to invest with different holding pattern. This leads to creation of multiple folios (accounts) and investors may find it difficult to maintain and keep records. Mutual Funds and Registrars have given investors the option to CONSOLIDATE all their folios in the same Mutual Funds into one single folio. Consolidation is the merger of two or more folios into one single folio however subject to some parameters/conditions/criteria.

Consolidating folios into one would give you the benefit of having to track and transact in one folio and allow you a single view of your investments in the Fund - all investments in a Fund would reflect in a single statement under one folio.

Process:

Offline: A duly filled and signed Folio Consolidation Form by the unit holders (according to mode of holding).

Online:

1. Visit www.QuantumAMC.com
2. Login with your user id/PAN and password/OTP (The source and target folio must be mapped with the same user id)
3. Click on ‘Folio Consolidation’ under the Manage Account
   
4. Enter the PIN and click on ‘Submit’
5. Enter the source and target folio (If the mode of holding in the target folio is ‘Single’ and no nominee is registered, you will get a pop –up message to register a nominee or select another folio. Nominee can be registered online under Non-Commercial Transactions > Nominee Updation option)
6. Click on Submit
7. An acknowledgement of consolidation message will display on-screen. Also it will be triggered on the email id and mobile number (registered in the target folio).

To know more about the consolidation please Click Here

PLEASE NOTE THAT YOU NEED TO BE KYC COMPLIANT TO INVEST WITH US.

Click here to know more about KYC.

Online KYC, or Electronic KYC, is a service offered by Quantum Mutual Fund that allows investor to complete their KYC formalities entirely online, without the need for any paperwork. Online KYC is a simplified process that uses PAN and Aadhaar for verification. KYC will be verified within 2-3 business days.

PLEASE NOTE THAT YOU NEED TO BE KYC COMPLIANT TO INVEST WITH US.

Click here to know more about KYC.

Taxation of Mutual Funds in India can be divided in two parts Capital Gains & Dividends. Click here to understand the details on Taxation

The unit holders are given an option to hold the units in physical mode or in dematerialized mode.

The Investor intending to hold the units in dematerialized mode will be required to have a beneficiary account with a Depository Participant and will be required to mention the DP’s Name, DP ID No. and Beneficiary Account No. with the DP in the application form at the time of subscription / additional purchase of the units of the Scheme.

It may be noted that in case of option to hold units in dematerialized mode under Systematic Investment Plan (SIP), the units will be credited to Investor’s demat account on weekly basis on every Monday subject to realization of funds in the last week. For e.g. Units will be credited to investor’s demat account on following Monday for realization status of funds received in the last week from Monday to Friday.

 It may be noted that the facilities viz. Switch in and out/ Systematic Withdrawal Plan (SWP) / Systematic Transfer Plan (STP) are currently not available in the dematerialized mode.

You can start STP, through Direct & Regular Plans for the following schemes:

Systematic Transfer Plan (STP) allows you to invest a lump sum in one mutual fund scheme and systematically transfer a fixed amount at regular intervals into another scheme. Typically, investors park their money in a debt fund and gradually move it into an equity-oriented fund. This strategy works similarly to a Systematic Investment Plan (SIP), but instead of transferring money from your bank account, the funds are moved internally between schemes.

STPs help reduce the risk of timing the market when investing a large sum by spreading the investment over time. This also offers the benefit of rupee cost averaging. You can choose the transfer frequency—daily, weekly, fortnightly, monthly, or quarterly—based on your investment goals and preferences.

To set up an STP, you need to choose:

1. The source fund (Transferor scheme) from which the money will be withdrawn.
2. The destination fund (Transferee scheme) where the money will be invested.

Transfers are made in terms of units. Based on the Net Asset Value (NAV) of the source fund on the transfer date, units are redeemed, and the corresponding amount is used to buy units of the destination fund at its prevailing NAV.

For example, if you want to invest in Fund ‘B’ through an STP, you first invest a lump sum in Fund ‘A’ that supports STP. Then, you set up a schedule to gradually transfer a chosen amount into Fund ‘B’ over your selected time frame. This approach lets you tailor your investment to your risk tolerance.

STPs can be a useful way to manage market volatility and protect your investments from sudden downturns.

Yes, NRI’s can invest in the Quantum Mutual Fund schemes, provided that the country of residence is a part of the FATF (Financial Action Task Force) compliant country/territory.

However, NRI’s residing in the United States of America (USA) and Canada cannot invest in the Quantum Mutual Fund Schemes.

An existing investor can register SWP through our website.

Minimum conditions

•   To register SWP the minimum balance should be more than ₹ 5000
•   This facility is not available for folios in demat mode

1. Visit WWW.QuantumAMC.Com 
2. Click on Login, and  login by using credentials.
3. Under ‘Transact’ click on "SWP"
4. Click on ‘New SWP Registration’
5. Click on ‘Register SWP’ for the respective source scheme
6. Fill up the Online SWP registration form
7. Click on "Order Review"
8. After review Click on “Send OTP” 
9. After entering the “OTP” Click on ‘Submit’ to SWP registration. 

For requests made through:

• Email, SMS, or WhatsApp: NAV is based on the completion time of the verification call made by the AMC.
• Email with attachment or website: NAV is based on the timestamp recorded by the AMC’s/Registrar’s server.

NAV will only be allotted if the full subscription amount is credited and available for utilization before the cut-off time.

To transact, include the relevant folio numbers and scheme names in your email, along with the required transaction details for each as mentioned in above question.

Systematic Withdrawal Plans are used by investors to create a regular flow of income from their investments. Investors looking for income at periodic intervals for e.g. funding a travel plan during the children’s summer vacations, also set up their withdrawals in such a way that the cash is available when most required.

For an SWP you can invest a lump sum amount in one scheme and regularly withdraw a pre-defined amount into another scheme.

Let us assume you have 5,000 units in a Mutual Fund scheme. You have given instructions to the fund house that you want to withdraw Rs. 8,000 every month through SWP.

Now let''''s assume that on 1 December, the Net Asset Value (NAV) of the scheme is Rs. 20.
Equivalent number of MF units = Rs. 8,000 / Rs. 20 = 400 units
400 units would be redeemed from your MF holdings, and Rs. 8,000 would be given to you.
Your remaining units = 5,000 - 400 = 4600 units

Now let''''s assume that on 1 January, the NAV is Rs. 16.
Equivalent number of units = Rs. 8,000 / Rs. 16 = 500 units
500 units would be redeemed from your MF holdings, and Rs. 8,000 would be given to you.
Your remaining units = 4600 - 500 = 4100 units

This way, units from your mutual fund holdings are redeemed in a systematic way to provide you with continuous income.

Yes, you can! 

To cancel your SWP request, kindly submit to us a duly signed written request by all the unit holder(s) according to the mode of holding. In the written request, kindly mention your folio number, the SWP amount, SWP date,  the scheme name in which you wish to cancel the SWP. 

You can modify or pause the offline SWP via online mode. Please Click Here to modify or pause your SWP.

Note:
Your request for SWP cancellation / modification / pause  needs to be submitted 5 working days prior the SWP date.
The online modification of SWP can only be done in the SWP amount and the SWP end period.

0.005% of the net investment value i.e., gross investment amount less any other deduction like transaction charge.

Stamp duty applicability will be on Purchases (including triggers from past SIP registrations), Switch-in (including triggers from past STP registrations) and Dividend reinvestment transactions. The same is applicable for both physical and demat. Transfer of Units from one demat account to another including market / off-market transfers attract stamp duty.

SIP will be registered for all banks offering NACH facility.Kindly refer the list of Live Banks offering  NACH facility. The list of participating banks may be updated, modified, or removed at any time at the sole discretion of the National Payments Corporation of India (NPCI), without prior notice or reason. Standing instructions for investors with these banks may be discontinued, and we will notify you of such discontinuation.

ISIP registration (only online) below banks providing ISIP registration facility.

Note: For ISIP registration multiple modes are available

Auto Pay - Auto pay option will enable automatic debit of the SIP amount from the bank account without any manual intervention from the Investor..

View & Pay - View & Pay is an option to manually authorize the payment (in investor’s bank login)

Fixed amount and maximum amount -Investor can select appropriate option.

Yes, there is an option to hold the units in dematerialized mode.

To avail the same you should have a Demat/beneficiary account with a DP and need to mention all the details of your account no. and DP while filling the application form.

Also please note that SIP is allowed in Demat mode BUT Switch in/ Switch out/ Systematic Withdrawal Plan/ Systematic Transfer Plan are currently not available in the demat mode.
Click here to view the FAQs on Demat.

Yes, you can cancel, pause and modify your online SWP.

If you wish to modify/pause/cancel the existing SWP registered with us through Quantum's Website or Mobile Application, you can do so by following the below mentioned procedures:

Notes:

1. The online SWP modification/cancellation/pause request needs to be submitted 5 business days prior to the next STP date opted by you online.
2. In case the modification request received involves change in the SWP amount and if any SWP installment is due within 5 business days from the date of modification request received, the said installment will be processed as per the amount of the SWP registered before modification
3. Modification can only be done in the SWP amount and SWP end period.

It should be noted that the following categories of investors cannot invest in the Scheme(s):

The Fund reserves the right to include/exclude new/existing categories of Investors to invest in the Scheme from time to time, subject to SEBI Regulations and other prevailing statutory regulations, if any.

Note: 1. In case of application under a Power of Attorney or by a limited company or a corporate body or an eligible institution or a registered society or a trust fund, the original Power of Attorney or a certified true copy duly notarised or the relevant resolution or authority to make the application as the case may be, or duly notarised copy thereof, along with a certified copy of the Memorandum and Articles of Association and/or bye -laws and / or trust deed and / or partnership deed and Certificate of Registration should be submitted. The officials should sign the application under their official designation. A list of specimen signatures of the authorised officials, duly certified / attested should also be attached to the Application Form. In case of a Trust / Fund it shall submit a resolution from the Trustee(s) authorizing such purchases and Repurchase / Redemptions.

Applications failing to fulfill the above-stipulated conditions are liable to be rejected

2. Returned cheques are not liable to be presented again for collection, and the accompanying application forms are liable to be rejected. In case the returned cheques are presented again, the necessary charges, if any, are liable to be debited to the investor.

3. RBI has vide Schedule 5 of the Foreign Exchange Management (Transfer or Issue of Security by a Person Resident Outside India) Regulations, 2000, granted a general permission to NRIs / Persons of Indian Origin residing abroad (PIOs) and FIIs and Foreign Portfolio Investors (FPI) for purchasing/ Repurchasing /Redeeming Units of the mutual funds subject to conditions stipulated therein.

All cheques and bank draft accompanying the application form should contain the application form number on its reverse side. It is mandatory for every applicant to provide the bank, branch, address, account type and number as per SEBI requirements and any Application Form without these details will be treated as incomplete. Such incomplete application will be rejected.

The investment objective of the scheme is to achieve long-term capital appreciation by investing primarily in shares of companies that will typically be included in the

two benchmark Tier 1 Benchmark : S&P BSE 500 TRI Tier 2 Benchmark : S&P BSE 200 TRI and are in a position to benefit from the anticipated growth and development of the Indian economy and its markets.

NAV Applicability

If the valid application received up to 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription/ purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme and are available for utilization before the cut-off time (3.00 p.m.)- the closing NAV of the day shall be applicable. If the valid application received after 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme on same day or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day- the closing NAV of the subsequent Business Day shall be applicable;

Irrespective of the time of receipt of application at the official point(s) of acceptance, where the funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Schemes on or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day - the closing NAV of such subsequent Business Day shall be applicable;

For Systematic Investment Plan (SIP), Systematic Transfer Plan (STP), Dividend Transfer Facility:

The units will be allotted based on which the funds are available for utilization by the respective schemes / target schemes irrespective of the installment date of the SIP, STP or record date of dividend declarations. It may also be noted that allotment of units in the normal course will be based on realization of amount of subscription or the date of receipt of application or the date of instalment (in case of SIP) whichever is later if both realization and application dates are different.

Further, if the time of realization of funds can’t be ascertained then the allotment of units will be as per the day and date of realization of amount of subscription.

The following features are available in the scheme:
Systematic Investment Plan (SIP) (on an going basis): This feature enables investors to save and invest periodically over a long period of time. Click here to know more about SIP in detail.

Systematic Withdrawal Plan (SWP) (On an going basis): This feature enables an investor to withdraw amount/units from their holdings in the Scheme at periodic intervals through a one-time request. Click here to know more about SWP in detail.

Systematic Transfer Plan (STP) (On an going basis): This feature enables an investor to transfer fixed amounts from their accounts in the scheme to another scheme within a folio from time to time. Click here to know more about STP in detail.

Switch options: Click here to view switch matrix for the applicable NAV.

Triggers:
A trigger is facility that allows you to specify an exit target (linked to value or time) or to receive an update when the desired levels are reached. The moment this target is achieved, the trigger gets activated. There can be Alert triggers or Action trigger. Click here to view the FAQ on Trigger Facility

NAV Applicability

If the valid application received up to 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription/ purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme and are available for utilization before the cut-off time (3.00 p.m.)- the closing NAV of the day shall be applicable. If the valid application received after 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme on same day or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day- the closing NAV of the subsequent Business Day shall be applicable;

Irrespective of the time of receipt of application at the official point(s) of acceptance, where the funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Schemes on or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day - the closing NAV of such subsequent Business Day shall be applicable;

For Systematic Investment Plan (SIP), Systematic Transfer Plan (STP), Dividend Transfer Facility:

The units will be allotted based on which the funds are available for utilization by the respective schemes / target schemes irrespective of the installment date of the SIP, STP or record date of dividend declarations. It may also be noted that allotment of units in the normal course will be based on realization of amount of subscription or the date of receipt of application or the date of instalment (in case of SIP) whichever is later if both realization and application dates are different.

Further, if the time of realization of funds can’t be ascertained then the allotment of units will be as per the day and date of realization of amount of subscription.

The following details are to be mentioned in your transaction request.

Financial Transactions:


The same Syntax is to be followed for it to be considered a syntax based SMS transaction.

Non-Financial Transactions:

Only if a Partner has done the registration with us, and has not violated the terms and conditions of registration as specified by Quantum; and fulfills all the terms of ARMFD as specified by AMFI and/or SEBI; will he/she receive commissions.

Note: A person having a RIA code is not eligible for the commission from Quantum Mutual Fund.

Click Here to go through the Terms and Conditions if you are a Partner.

Click Here to go through the Terms and Conditions if you are an RIA.

NAV Applicability

If the valid application received up to 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription/ purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme and are available for utilization before the cut-off time (3.00 p.m.)- the closing NAV of the day shall be applicable. If the valid application received after 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme on same day or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day- the closing NAV of the subsequent Business Day shall be applicable;

Irrespective of the time of receipt of application at the official point(s) of acceptance, where the funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Schemes on or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day - the closing NAV of such subsequent Business Day shall be applicable;

For Systematic Investment Plan (SIP), Systematic Transfer Plan (STP), Dividend Transfer Facility:

The units will be allotted based on which the funds are available for utilization by the respective schemes / target schemes irrespective of the installment date of the SIP, STP or record date of dividend declarations. It may also be noted that allotment of units in the normal course will be based on realization of amount of subscription or the date of receipt of application or the date of instalment (in case of SIP) whichever is later if both realization and application dates are different.

Further, if the time of realization of funds can’t be ascertained then the allotment of units will be as per the day and date of realization of amount of subscription.

Transactions through WhatsApp is a facility wherein Quantum Mutual Fund will accept requests for Financial transactions & like Subscriptions/ Redemption / Repurchase / Switch-in / Switch-out of units and Updation of personal data / information as prescribed on the website of the AMC / Fund from time to time through WhatsApp subject to the Sender fulfilling the terms and conditions as prescribed by the AMC from time to time.

Please note that you need to be KYC compliant to invest with us. Click here to know more about KYC.

To invest offline in India’s 1^st Direct to Investor Mutual fund, investors are requested to follow the steps given below:

Get in touch with a SEBI registered Broker or Trading Member and open a new DEMAT account as well as Trading account. If you already have an existing demat account say for holding of your securities, same account can be used for holding mutual fund units in demat form also.

Note: broker should have obtained AMFI Registration Number (ARN) from Association of Mutual Funds of India (AMFI).

Some of the popular brokers are HDFC Securities, ICICI Direct, Sharekhan, Indiainfoline etc.

After this, broker would be in a position to confirm the details of order to the investor.

By end of the day member would be able to issue Contract Note containing particulars of Mutual Fund Scheme, value of subscription, brokerage and service tax applicable. In cases of rejection of the order, reason for rejection would also be communicated by the member.

Once he receives the confirmation and delivery of mutual fund units in to his account he will transfer the same to Investor’s account. The investor should be able to see his Mutual fund units by logging in to his demat account.

Note: The investor does not get any kind of confirmation or account statement from the respective MUTUAL FUND or AMC for the units bought.

NSE has started an online order collection system specially for transacting in Mutual Funds called as MFSS. Click here to read more .

Registration of nomination will facilitate easy transfer of funds to the nominee on the demise of the Investor. In absence of nominee, a claimant would have to produce a host of documents like a Will, Legal heir Certificate, No-objection Certificate from other legal heirs etc. to get the units transferred in his/her name.

Proper nomination ensures smooth transmission of investments to the nominee.

You can start offline and online SIP in Direct and Regular Plans in the following schemes:

Pursuant to Notification No. S.O. 1226(E) and G.S.R. 226(E) dated March 30, 2020 issued by Department of Revenue, Ministry of Finance, Government of India, read with Part I of Chapter IV of Notification dated February 21, 2019 issued by Legislative Department, Ministry of Law and Justice, Government of India on the Finance Act, 2019, stamp duty will be levied on mutual fund transaction, with effect from July 1, 2020, as per the rates provided in the table below :-

Quantum Gold Savings Fund may invest in the following Instruments:

The AMC uses ‘passive’ approach to try and achieve the Scheme’s investment objective. The Scheme would predominantly invest in the units of Quantum Gold Fund. Quantum Gold Fund which is the underlying investment of this Scheme endeavors to track domestic prices of gold by investments in physical gold.
View the current portfolio,select the scheme name along with the year and month that you wish to view.

All single payment transactions of ₹50 crore and above undertaken by entities (non-individuals) should include remitter and beneficiary LEI information. This is applicable to transactions undertaken through the NEFT and RTGS payment systems.

In case of RTGS, both customer payment and inter-bank transactions, meeting the above criterion, should include LEI information.

Notes:
The above modes of redemption are available only for Individual investors holding units in non-demat mode.

Notes:
Redemption consideration post introduction of Regular plan w.e.f. from 1/4/2017

Ex1.

Investor having 50 units in Quantum Long Term Equity Value Fund Direct Plan Growth option. If the said units are invested through multiple modes ie, 20 units through an RIA and 30 units directly through AMC and investor submits a redemption request for Full units either through RIA or AMC then all the units in the specified Plan would be redeemed

Ex 2.

Investor having 50 units in Quantum Long Term Equity Value Fund Regular Plan Growth option. If the said units are purchase in multiple transaction ie, 20 units through a distributor and 20 Units through channel partner mode and 10 units directly through AMC(Online or Offline with ARN code). If investor submitsa redemption request for Full units either through distributor or through AMC, then all the units in the specified Plan would be redeemed.

Through any mode whenever a full redemption is received then all the units in the said scheme and selected plan would be redeemed

At any point of time if an investor requests for partial redemption of Units though any mode , then redemption of Units will be considered basis FIFO logic in selected plans

The following features are available in the scheme:
Systematic Investment Plan (SIP) (on an going basis): This feature enables investors to save and invest periodically over a long period of time. Click here to know more about SIP in detail.

Systematic Withdrawal Plan (SWP) (On an going basis): This feature enables an investor to withdraw amount/units from their holdings in the Scheme at periodic intervals through a one-time request. Click here to know more about SWP in detail.

Systematic Transfer Plan (STP) (On an going basis): This feature enables an investor to transfer fixed amounts from their accounts in the scheme to another scheme within a folio from time to time. Click here to know more about STP in detail.

Switch options: Click here to view switch matrix for the applicable NAV.

Triggers:
A trigger is facility that allows you to specify an exit target (linked to value or time) or to receive an update when the desired levels are reached. The moment this target is achieved, the trigger gets activated. There can be Alert triggers or Action trigger. Click here to view the FAQ on Trigger Facility

In case you have opted to receive Units in demat mode, we will validate the demat account details provided by you with your depository participant. Upon successful validation, the units will be initiated for allottment in demat mode within 10 business days.

No separate confirmation letter / statement of account will be sent by the Registrar / AMC for successful transfer of units in demat form. However you will be able to view the details of your investments in your demat account holding statement.

In case of unsuccessful validation due to incorrect demat account details or incase the investor details as mentioned in the online application form does not match with that of the account held with the Depository Participant, then Units will be allotted in Physical mode.

a. Obtain and sign DRF: The first step, is to ask your Depository Participant (like ICICIDirect, Sharekhan, Reliance Money, etc) for a ‘Dematerialisation Request Form’ (DRF) for conversion of mutual funds units held in physical form into demat form. Once you have obtained it, kindly fill the DRF and please remember to sign it.

b. Sign all the Statement of Accounts from your Mutual Funds: You will have to collect the statements from us. Once you have them, you have to sign it. This step is important to make sure you have documentary proof that you own those mutual funds in your name.

c. Submitting Documents and Acknowledgement: Kindly submit the duly filled and signed DRF along with and Account Statement issued by us to the Depository Participant. Acknowledgement will be given by the Depository Participant for the document acceptance (subject to verification).

d. Processing: The Depository Participant (DP) will process the application for conversion of physical units into electronic form. For this, the DP would send the request form and Statement of Account to the Asset Management Company (AMC) / Registrar and Transfer Agent (RTA).

e. Confirmation: The AMC / RTA will, after due verification, confirm the conversion request sent by your DP and credit the mutual fund units in your demat account.

In short, you need to first start the process of conversion of units by obtaining the conversion request form (DRF) from your Depository Participant (DP).
Fill up the form and submit it with the required documents and Statements of Account to the DP.
The DP will send the application to the fund house. The request will be verified by the asset management company (AMC) and the Registrar and Transfer Agent (RTA). The fund house will then confirm the request and credit the units to your demat account.

Quantum Value Fund may invest in the following Instruments:

The investment strategy of the scheme will be to invest in a basket of stocks after using intensive fundamental analysis, both quantitative and qualitative, monitor the portfolio actively but not so as to engage in excessive trading, and control risk by keeping the portfolio adequately diversified.
View the current portfolio,select the scheme name along with the year and month that you wish to view.

The investment objective of the Scheme is To provide capital appreciation by predominantly investing in units of Quantum Gold Fund Replicating / Tracking Gold an Exchange Traded Fund

The performance of the Scheme may differ from that of Quantum Gold Fund and the domestic prices of gold due to expenses and certain other factors.

There can be no assurance or guarantee that the investment objective of the Scheme will be achieved

STP facility is available free of charge.

The scheme offers only Growth Option.

This is an indicative list and you are requested to consult your financial advisor to ascertain whether the scheme is suitable to your risk profile.
The following persons are eligible and may apply for subscription to the Units of the Scheme (subject, wherever relevant, to purchase of units of mutual funds being permitted under relevant statutory regulations and their respective constitutions):

Taxation of Mutual Funds in India can be divided in two parts Capital Gains & Dividends.  To know more on the Tax implications please click here.

1. The instant redemption facility is available for the growth option of Quantum Liquid Fund only
2. Only Resident Individuals and Resident Minor investors except Non Resident Individual can avail this facility.
3. Investor’s IFSC code and the core banking account number should be registered in the folio
4. Investor’s bank account should be IMPS (Immediate Payment Service) enabled
5. The instant redemption can be done only in terms of ‘amount’ only and not in ‘units’

In case the unclaimed amount is for a period of less than 3 years from the date of redemption/dividend the payment will be made as follows:
Unclaimed Amount + Appreciation of investment in the relevant unclaimed amount Plan of Quantum Liquid Fund till the date of claim

In case the unclaimed amount is for a period of more than 3 years from the date of redemption/dividend the payment will be made as follows:
Unclaimed Amount + Appreciation of investment in the relevant unclaimed amount Plan of Quantum Liquid Fund up to a period of 3 years from the date of investment

The distributor empanelled with QMF, who complies with all the terms and regulations of the ARN for distributors as specified by AMFI and/or SEBI from time to time, will be eligible to receive the commission for business procured under the respective ARN code.

Click here for the Terms and Conditions.

The Partner will receive the trail commission monthly, within 10 business days following the end of each month.

Yes, you can!

For SIP registered through physical mode:

To cancel  your existing SIP with Quantum Mutual Fund, submit the SIP cancellation form or a written request with your folio number, scheme name, SIP date, and amount to our registered office or nearest POS . Your SIP will be cancelled within T+2 working days. If an installment is due within 10 days, it will be processed and debited from your account.

To modify your SIP amount or frequency, submit a cancellation request, followed by a fresh SIP registration request.

To pause your SIP, email us from your registered ID at [email protected]. The pause will be processed within 10 calendar days, after a verification call to your registered contact number.

For SIP registered through Online mode:

If you wish to modify/pause/cancel the existing ISIP registered with us, you can do so by following the below mentioned procedures:

Now let us calculate LTCG without indexation (Applicable only in case of Non Resident Indians (NRIs))

Therefore tax payable @ 10% (excluding applicable surcharge and cess) of Rs. 90,00,000 would have come to Rs. 9,00,000!!

However, the above Indexation is applicable only till 22^nd July 2024.

Investors will not get any indexation benefit on long term capital gain tax after 23^rd July 2024.

Income Tax Slab for FY 2024-25 (AY 2025-26)

Income Tax Slab Rate for New Tax Regime

The following tables show the Revised Income Tax Slabs.  The table for the new tax regime slabs-

Income Tax Slab Rate for Old Tax Regime
The table for the old tax regime slabs-

Income Tax Slab for People Between 60 to 80 Years

Income Tax Slab for People More than 80 Years

Below-mentioned is the Senior citizen tax slab in detail-

Yes, you can modify / pause / cancel your STP.

Physical: 

To cancel your STP request, please submit a written request signed by unit holder(s) as per the mode of holding. The request should include your folio number, the STP amount, the STP date, and the name of the scheme from which you wish to cancel the STP.

You can modify or pause the offline STP via online mode. Please Click Here to modify or pause your STP.

Digital: you wish to modify / pause / cancel your existing STP registered with us via our website or mobile application, you can do so by following the steps outlined below:

Note: 

1. In case the modification request received involves change in the STP amount and if any STP installment is due within 5 business days from the date of modification request received, the said installment will be processed as per the amount of the STP registered before modification.
2. Your request for STP cancellation / modification / pause  needs to be submitted 5 working days prior the STP date.
3. The online modification of STP can only be done in the STP amount and the STP end period.

Know Your Customer (KYC) refers to the process of identifying and verifying the identity of investors and the beneficial owner through documents such as Proof of Identity (POI) and Proof of Address (POA). It ensures compliance with the rules, regulations, guidelines, and circulars issued by the regulatory authority from time to time.

Please find below the scheme wise cut off timings and applicable NAV for QMF (Non-ETF) schemes:

This facility will be available to existing registered individual investors and joint holders where the mode of holding is ‘Individual ‘or ‘Anyone or Either or Survivor’ or ‘Joint’ and who are KYC compliant. Even non-individual investors who are KYC compliant are eligible for transactions through Fax / E-Mail fax.
Note: For Individual Investors the Email Id of the investor needs to be registered under his folio. For the Non-Individual Investors their Email ID  has to be registered under their folio to avail the ‘Email with Attachment’ facility however it is not mandatory for fax transactions.
A new investor who wish to avail this facility shall be first required to subscribe for units through other modes of transaction i.e. offline or through the ‘Login’ option provided on our website. Post which they can avail for transactions through this facility.

Please Click Here to refer the complete flowchart of IVR, for ready reference. 

Investors must first remediate the reason of the initial fund returned by the bank as communicated by the AMC. If this requires change in bank, please submit a duly filled and signed Multiple Bank Accounts Registration Form along with original cancelled cheque leaf / copy of the Bank Statement showing A/c holder Name and A/c No. duly attested by the relevant Bank Manager / copy of Pass book showing A/c holder Name and A/c No. duly attested by the relevant Bank Manager. This will enable us to update the correct bank mandate in the folio. Once the necessary remediation is completed, Investor may   submit the duly filled and signed Additional Transaction or Service Request Slip for claiming   Unclaimed Redemption/Dividend Amount.

The request can be submitted at any of the AMC Investor Service Centre or at any KFin Tech Service Centre. This request need to be duly signed as per the mode of holding.

NAV Applicability

If the valid application received up to 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription/ purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme and are available for utilization before the cut-off time (3.00 p.m.)- the closing NAV of the day shall be applicable. If the valid application received after 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme on same day or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day- the closing NAV of the subsequent Business Day shall be applicable;

Irrespective of the time of receipt of application at the official point(s) of acceptance, where the funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Schemes on or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day - the closing NAV of such subsequent Business Day shall be applicable;

For Systematic Investment Plan (SIP), Systematic Transfer Plan (STP), Dividend Transfer Facility:

The units will be allotted based on which the funds are available for utilization by the respective schemes / target schemes irrespective of the installment date of the SIP, STP or record date of dividend declarations. It may also be noted that allotment of units in the normal course will be based on realization of amount of subscription or the date of receipt of application or the date of instalment (in case of SIP) whichever is later if both realization and application dates are different.

Further, if the time of realization of funds can’t be ascertained then the allotment of units will be as per the day and date of realization of amount of subscription.

The investment objective of the scheme is to achieve long-term capital appreciation by investing primarily in shares of companies that will typically be included in the S&P BSE 200 Index and are in a position to benefit from the anticipated growth and development of the Indian economy and its markets.

NAV Applicability

The scheme may invest in the following Instruments:

The above asset allocation is only indicative and may change from time to time, keeping in view the market conditions and applicable rules and regulations.

Quantum Dynamic Bond Fund will offer active interest rate management by altering the maturity profile of the portfolio at appropriate time, based on interest rate views of the fund manager.

The scheme will not invest in repo of corporate debt securities and Credit Default Swaps (CDS). Major portion of assets will be invested in Government bonds and/or PSU Bonds.

View the current portfolio,select the scheme name along with the year and month that you wish to view.

Nomination can be in favour of individuals, including minors, the Central Government, a Local authority, any person designated by virtue of his office or religious or charitable trusts.

A non-resident Indian can be a nominee, subject to the exchange control regulations in force from time to time.

Nomination cannot be in favor of a trust (other than a religious or charitable trust), society, body corporate, partnership firm, Karta of HUF or a Power of Attorney holder. An NRI can be a nominee, subject to the exchange controls in force from time to time.

Note: In case of an online addition of nominee, currently only an Individual investor/minor can be added as a nominee.

IDCW will be distributed after deduction of the applicable TDS Rates. The IDCW income will form part of the total taxable income of the investor.

Yes, there is an option to hold the units in dematerialized mode.

To avail the same you should have a Demat/beneficiary account with a DP and need to mention all the details of your account no. and DP while filling the application form.

Also please note that SIP is allowed in Demat mode BUT Switch in/ Switch out/ Systematic Withdrawal Plan / Systematic Transfer Plan are currently not available in the demat mode.

Click here to view the FAQs on Demat.

Offline Process:

Submit a request for change in details/tax status and FATCA form by submitting a duly filled and signed KYC Application Form with supporting documents for change in status from NRI to RI or vice versa.

After receipt of acknowledgement from the KRA, you need to submit a duly signed Tax Status Change Request Form to this effect mentioning the new bank account details with an original cancelled cheque having name and account number preprinted/ Bank Statement/ Certified copy of the Passbook to the AMC.

Online Process after change of Tax Status in KYC:

1.       Login to https://secure.quantumamc.com
2.       Visit Manage Account > Modify Resident Status
3.       A pop-up message will be displayed requesting to submit a change in resident status request to the KRA > Click on ‘OK’
4.       Enter the required details and upload the documents as per the instructions provided and click on submit
5.       An on-screen message will be displayed for the receipt of the request. An email and SMS will be triggered to the registered email id and mobile number respectively.

NOTE: If a photocopy of any document is submitted, it should be certified by the bank or investors must produce an original for verification for offline process. In case of change of tax status from RI to NRI, the bank account type should be a NRO Bank Account (Non- Resident Ordinary) only as the investment amount earlier was on non-repatriation basis. In case of change of tax status from NRI to RI, the bank account type should be Savings Bank Account only.[DP1] [RD2] 

Except for "Change Mobile Number", you will be able to avail all other Service Request facilities in IVR. Mobile Number cannot be changed using TPIN on IVR for Demat folios because the contact details are captured in the folio on the basis of the BENPOS (Beneficiary Position) Report received from the respective Depository Participant (DP).

No, currently this facility is unavailable on our IVRS.

The AMC will first process the instant redemption request and later action on any other request.

The AMC reserves right to reject any redemption / switch out / systematic withdrawal or transfer request received through any other mode for any Calendar Day if an Instant Redemption request has been received subsequently and such instant redemption is pending for processing.

You need to register your bank through the One Time Mandate Form for transfer of funds to AMC’s account against your purchase transaction. Please Click Here to know more on One Time Mandate Facility.

You can also transfer funds to AMC’s bank account before sending message for the Financial Transaction Request through NEFT / RTGS facility.

You need to register your bank through the One Time Mandate Form for transfer of funds to AMC’s account against your purchase transaction. Please Click Here to know more on One Time Mandate Facility.

You can also transfer funds to AMC’s bank account before sending message for the Financial Transaction Request through NEFT / RTGS facility.

No. In such a case the investor has to approach his Depositary Participant.

No. Currently you can apply for the instant redemption only via web transactions.

No. Currently there are no additional charges for instant redemption facility.

Redemption request can be placed through Depository Participants & Exchange platforms like NSE MFSS/ BSE STAR platform which are available for trading of Mutual Fund Units.

Procedure of redemption for the units held with NSDL & CDSL:
The investor who holds units in the demat mode can place redemption request only with their Depository Participant. In case the investor desires to redeem units through the Mutual Fund, the dematerialised units have to be converted into physical form (represented by statement of account issued by Quantum AMC) by submitting an application for Re-materialization of units to the Depository Participant. After conversion of such units into the physical mode, the investor can submit an offline/online request for redemption to the AMC. In case of offline redemption application, the redemption would be considered on the date when physical redemption slip is provided duly signed to Quantum AMC and are liable to be rejected.

We would also like to bring to your notice that few of the DP’s may not allow to redeem through demat mode at the time of redemption (the reason for not providing this option in your demat account for Quantum may be checked with your DP). Few of the DP’s being - ICICI Securities, Sharekhan, HDFC Securities etc. Hence we request you to check on this with your respective DP before investing through demat mode with us.

A confirmation email or letter will be sent by the KRA, and it can also be verified on the KRA website.

• Change or Updating of Mobile No / Residence No / Office No / Fax No
• Updating of IFSC / MICR No / Bank Address
• Change / Updating for Date of Birth
• Change of E-mail ID
• SOA Request
• FATCA updation
• Aadhar Number Updation

For New Investors:

Fill all the required information and attach the below mentioned documents as supporting.

For Existing Investors

Fill all the required information and attach the below mentioned documents as supporting.

Duly filled and signed Systematic Transaction Form

Submission of the Form

You can submit your physical applications along with all required supporting documents at the addresses mentioned below:

Investor will receive an email at the registered email address with the status update on the Service Request Id.

Note: For the request of Email Statement of Account (SOA), Service Request Id will be closed once Email copy of SOA is sent to the investor on his/her registered Email Id.

STP is an effective tool when you need to rebalance your portfolio, saving you from the operational complexities of manually transferring funds into equity schemes.

When market conditions suggest potential growth in equities, STP allows you to strategically shift your portfolio towards equity for better returns.

o   Invest in Debt Funds & Transfer to Equity: You can invest in debt funds and then initiate an STP to an equity fund, making it similar to a Systematic Investment Plan (SIP).

o   Works Like an SWP: STP can also function like a Systematic Withdrawal Plan (SWP). By transferring from equity funds to debt funds, you can protect your portfolio when markets are volatile, similar to how an SWP works.

o   Liquidity: Typically, STP is used to transfer from debt funds to equity funds. Since your money is initially invested in debt funds, you have the flexibility to liquidate it at any time, making it an effective emergency fund option.

o   Growth Potential: While your funds are invested in debt schemes, they continue to grow at the prevailing debt returns, contributing to your overall wealth accumulation.

The following features are available in the scheme:
Systematic Investment Plan (SIP) (on an going basis): This feature enables investors to save and invest periodically over a long period of time. Click here to know more about SIP in detail.

Systematic Withdrawal Plan (SWP) (On an going basis): This feature enables an investor to withdraw amount/units from their holdings in the Scheme at periodic intervals through a one-time request. Click here to know more about SWP in detail.

Systematic Transfer Plan (STP) (On an going basis): This feature enables an investor to transfer fixed amounts from their accounts in the scheme to another scheme within a folio from time to time. Click here to know more about STP in detail.

Switch options: Click here to view switch matrix for the applicable NAV.

Triggers:
A trigger is facility that allows you to specify an exit target (linked to value or time) or to receive an update when the desired levels are reached. The moment this target is achieved, the trigger gets activated. There can be Alert triggers or Action trigger. Click here to view the FAQ on Trigger Facility

Please note that these features are not available under Exchange traded funds i.e. Quantum Gold Fund and QUANTUM NIFTY 50 ETF fund.

No. NRIs who do not have Aadhaar are exempted from linking of PAN-Aadhaar only on updating their residential status as Non-Resident in the Income Tax records.

Yes, you can submit a modification request or apply for re-KYC as per process explained above.

The Net Asset Value is the market value of the securities held by the scheme. The NAV per unit is the market value of securities of a scheme divided by the total number of units of the scheme on any particular date.

e.g. If the value of all the securities in a scheme is Rs. 10,000 and the total number of units issued = 1,000, the NAV per unit will be 10,000/1,000 = Rs. 10.

1. 1. Log in to your account using your user ID/PAN and password with OTP.
2. 2. Choose the OTM option. And click on ‘Register a new OTM Request’
3. 3. Select your bank’s name, enter mandatory information 
4. 4. Click on ‘Order Review’, enter OTP then confirm the OTM registration by selecting ‘Proceed.’
5. 5. Click on Go for Net Banking Base OTM to authenticate and complete the registration
6. 6. Refer the eMandate Registration Form and click on Submit
7. 7. Login to your banks Netbanking portal authenticate the mandate and submit
8. 8. On successful authenticate, your mandate will be approved by the bank

A confirmation message will appear on screen. Additionally, you will receive an email and SMS confirmation on the OTM registration.

IDCW Payout: When Mutual Fund companies make profits, they distribute part of that profit to their investors by way of IDCW. You are advised to select this option if you wish to keep getting returns frequently.

IDCW Reinvestment: This is similar to IDCW payout except that the IDCW declared is re-invested in the same fund on the same days NAV. So, all your profit is invested back in the same fund plus you will receive some additional units to add to your corpus.

Note: IDCW stands for "Income Distribution cum Capital Withdrawal"

You can generate a new TPIN. Please refer the flow chart to generate a new TPIN.

Note: The old TPIN will be deactivated once you generate a new TPIN.

Investors with short indicative investment horizon of less than 30 days will get impacted more because the stamp duty is being charged as a onetime charge. Please refer below table for illustration purpose. Impact gets reduced as the holding period increases.

CKYC is effective from 1 February 2017. You need to note the following:

a) New investors (investors for whom no record exists in any of the KRAs) will have to mandatorily submit the CKYC form along with the investment application. If the investor has filled the KRA application form in lieu of CKYC form, he will have to additionally submit the Supplementary CKYC form along with the KRA application form.

b) Existing investors (investors for whom a record exists in any of the KRAs, regardless of the KYC status) can continue making investments without any additional requirements. In case any modification is required to be done in the KYC status, then only KRA forms are to be used.

SWP instructions will take a minimum of 5 business days for registration with the registrar. The first transfer will be carried out only after the registration. Therefore, the date and months in which your SWP commences and ends may change depending on the date of its registration.

To check the performance of the Quantum Dynamic Bond Fund you will have to go through the current factsheets.
Click here for detailed Scheme Factsheet.

Only Resident Individuals (RIs) are eligible to complete Online KYC. At present, other categories of investors, including NRIs and PIOs, are not permitted to use the Online KYC process.

No, Quantum Mutual fund does not deduct any Transaction Charges and shall continue not to deduct Transaction Charges as allowed under SEBI Circular No. Cir / IMD / DF/13/2011 dated August 22, 2011

Note: Minimum balance to start SWP: Rs.5000/-

Convenience and Accessibility: Online KYC allows customers to complete the verification process from anywhere with internet access, providing the convenience of doing it at any time. Unlike physical KYC, which requires visiting a branch during business hours, online KYC is available 24/7, offering round-the-clock accessibility.

Speed and Efficiency: Online KYC allows for faster processing by eliminating manual paperwork and physical document verification, often enabling real-time customer verification. Additionally, it reduces waiting time, as customers no longer need to wait in long queues or schedule appointments to complete the process.

Better Security and Reduced Risk of Fraud: Online KYC uses advanced authentication methods like facial recognition, biometrics, and secure document uploads, reducing the risk of fraud. Additionally, digital data is encrypted and securely transmitted, minimizing the chances of documents being lost, tampered with, or stolen during verification.

Environmental Impact: Online KYC is a paperless process that eliminates the need for physical forms and documents, making it environmentally friendly by reducing paper waste and resource consumption.

Improved Customer Experience: Online KYC enables faster onboarding, allowing customers to start using services almost immediately. It's also less invasive, as many customers prefer simple document uploads or biometric verification over in-person meetings.

Overall, online KYC is a modern, efficient, and secure alternative to traditional physical verification, offering both businesses and customers substantial benefits in terms of time, cost, and security.

Officially Valid Documents (OVDs) are government issued documents that can be accepted as identity and address proof and defined as per Rule2(d) of PML Rules.

Investors whose KYC records have been validated by the KRAs do not need to undergo the KYC process again when approaching another intermediary in Mutual Funds. This is known as the portability of KYC records, and the new intermediary can retrieve the validated records from the KRA.

Central KYC Records Registry (CKYCR) is an initiative of the Government of India, which act as centralized repository of KYC records of all entities in the financial sector with uniform KYC norms and inter-usability of the KYC records across the sector. Once the KYC form is submitted, a unique KYC Identification Number (also known as CKYC Number) is generated and communicated to the investors by SMS/Email.

The unit holders are given an option to hold the units in physical mode or in dematerialized mode.

The Investor intending to hold the units in dematerialized mode will be required to have a beneficiary account with a Depository Participant and will be required to mention the DP’s Name, DP ID No. and Beneficiary Account No. with the DP in the application form at the time of subscription / additional purchase of the units of the Scheme.

It may be noted that the facilities viz. Switch in and out/ Systematic Withdrawal Plan (SWP) / Systematic Transfer Plan (STP) are currently not available in the dematerialized mode.

Yes. You can select different transaction type for each scheme as per your desire. However only one common transaction reference number will be generated for all the transactions submittedand shared with investor.

Note: One Inhouse reference number (IH number) will be generated for each scheme transaction for processing.

The Investment Objective of the scheme is to achieve long-term capital appreciation by investing in share of companies identified based on the Environment, Social and Governance (ESG) theme following Best in Class Strategy. There is no assurance that the Investment Objective of the Scheme will be achieved. 

Please refer below table for the minimum amount required to invest or redeem in the Quantum ESG Best In Class Strategy Fund.

Below are the folio-based Services Requests which can be requested using TPIN on IVR:

1. Statement of Account (Both Email & Physical)
2. Unlock User Id / PIN
3. Reset Password
4. Change Mobile Number

After appropriate selection of above-mentioned service request on IVR, a Service Request Id will be generated and sent on the registered 10 digit Mobile Number of the respective Folio Number.

Our server time at the instance of confirmation of the transaction will be considered as the final time to determine transaction time, cut-off time and consequentapplicable NAV.Also the NAV applicability will be basis scheme features and latest SEBI guidelines.

Yes. On acceptance of the application for subscription, an allotment confirmation along with the account statement (password protected) specifying the number of units alloted by way of email/or SMS (if the mobile number is not registered under the Do Not Call Registry) within 5 business days from the date of receipt of transaction request is triggered to the investor. The password to open transactional statements is Primary holder’s / Guardian PAN in capital letter

Note: For G-mail users here are the below steps to open the PDF statement:

1. Click on the PDF attachment and enter the password
2. Click on ‘Open With’
3. Select ‘DocHub or Lumin PDF’
4. Please enter your Password and click on create document
5. After clicking on Create document it will open the document.

Thereafter, a CAS for each calendar month shall be sent by mail/email on or before 10^th of the succeeding month to the unitholders.

Also you can generate the Statement of Account via login using password at our Invest Online Portal /Mail Back Facility.

Note: The password to open the statement generated via Login using password/Login using OTP/Mail Back facility will be the first holder / guardian PAN (in capital). For example, if the PAN is ABCDE1000F, then the correct password will be ABCDE1000F and not abcde1000f.

PAN Exempt Investor : Please enter the reference number provided by KRA (in capital) to open the attachment.

Please follow the below process for TPIN generation:

1. Dial our toll-free number and press 3 from Main Menu
2. Enter and confirm the folio number
3. From the list of service options prompted in the next menu on the IVR [i.e – (1) Generate a new TPIN, (2) Enter TPIN and (3) Change TPIN], press 1 to select the Generate a new TPIN option
   
4. A 5-digit TPIN will be sent to the Mobile Number registered with us under the respective folio number

Note: TPIN is triggered and sent only to the 10-digit Mobile Number registered with us in our records under respective folio number and it should not be prefixed with 0, 91, +91, 091, or +091 to enable them to receive TPIN through SMS. Currently, TPIN will not be triggered to the Overseas Mobile Number registered in the folio.

The chart below will explain what you need to do as an investor. In a nutshell, if you are a Direct investor with us, you need to simply sit back and relax as there’s nothing you need to do! ☺ - however if you have an ARN number along with your investment then the chart below will help you know the next steps

Quantum Mutual Fund does not deduct Transaction Charges and shall continue not to deduct Transaction Charges as allowed under SEBI Circular No. Cir / IMD / DF/13/2011 dated August 22, 2011.

You will get the email and SMS transaction confirmation after the successful processing of the transaction.

Only one common folio will be generated after the successful processing of multiple scheme transaction.

Note: The mode of payment viz, UPI and IMPS will be disabled if the total amount of purchase exceeds Rs. 100,000/-

If your already have an OTM/NACH registered in the respective folio, then you may either select OTM/NACH for making the payment or you may opt for NEFT / RTGS payment mode whereby you will be required to first transfer the payment to anyone of our Collection Bank Accounts (NEFT/RTGS Bank Detail); after transferring the investment amount, you may then initiate an additional purchase transaction on IVRS as per steps mentioned above and during this session, you will be prompted to enter the last 4 numeric digits of the NEFT/RTGS Bank Reference Number to complete the transaction request and further identification and tracking of funds.

If you do not have an OTM/NACH registered in the folio, we suggest you to register using Online / Offline Procedure. Please visit our FAQ section ‘One Time Mandate NACH’  for more information on the same. However, you may still use NEFT / RTGS payment mode as mentioned above.

Yes, to start Online SWP you must have a minimum balance of Rs.5,000/- in the scheme you wish to invest from.

The Quantum Ethical Fund is an open-ended equity scheme that invests in companies following ethical set of principles. The Fund uses a proprietary integrity framework to select businesses that align with values which is high on Ethics and Integrity. The Framework will exclude sectors such as alcohol, gaming, tobacco, vulgar entertainment, animation content provider, exhibition of films, media-broadcasting, media-content, production & distribution of films, mainstream/conventional financial services, leather, narcotics substance or anything largely harmful to society.

For NRI / PIO, copy of Passport / Persons of Indian Origin (PIO) Card / Overseas Citizenship of India (OCI) Card and Overseas Address proof in English language are required.

According to the Income Tax Department notification, NRIs without an Aadhaar number are exempted from linking their PAN with Aadhaar, provided they update their residential status as Non-Resident in the Income Tax records. However, NRIs who hold an Aadhaar number are advised to link their PAN with Aadhaar.

PLEASE NOTE THAT YOU NEED TO BE KYC COMPLIANT TO INVEST WITH US.

Click here to know more about KYC.

The returns from Multi-Asset Allocation fund can vary depending on factors such as the fund's investment strategy, market conditions, Asset Allocation. Generally, this fund aims to provide a balance between risk and return, seeking to deliver competitive returns over the long term while managing volatility.

Historically, Multi-Asset Allocation have offered returns that are typically higher than those of conservative investments like fixed deposit but lower than those of pure equity allocation. The actual returns can vary widely, ranging from moderate to potentially significant, depending on the fund's investment approach and the performance of the underlying assets.

The processing of transactions will be done as per applicable NAV in accordance with SEBI Mutual Fund Regulations i.e to consider cut off timing and availability of funds for utilization for determining the applicable NAV the provisions of the respective Scheme Information Documents of the Scheme will be considered.

In case of transaction submission through OTP option:
The transaction is deemed to be completed and processed subject to backend based additional validations.

Incase of transaction submission without OTP :
For the purpose of determining the applicable NAV in accordance with SEBI Mutual Fund Regulations, the system recorded date and time at the end of the verification / confirmation call will be considered. The transaction shall then be processed afterwards subject to further validity of request.

Note : There may be delay in delivery / difference in the date and time of the website request received at the server of the AMC and the date and time of the server through which you have sent the message and also the AMC server may not receive / reject the message sent by the you.

Currently the investors can do only new purchase transactions viz,

Investor subscribing under Direct Plan of a scheme will have to indicate ‘Direct Plan’ against the scheme name in the application form e.g. “Quantum Long Term Equity Value Fund – Direct Plan” and under ‘regular Plan’ “Quantum Long Term Equity Value Fund – Regular Plan”.

In case of valid application received without indicating any choice of plan then the application will be processed for plan as under:

In case of wrong/ invalid/ incomplete ARN codes mentioned on the application form, the application shall be processed under the Regular Plan. The AMC shall contact and obtain the correct ARN within 30 calendar days of the receipt of the application form from the investor/ distributor. In case, the correct code is not received within 30 calendar days, the AMC shall reprocess the transaction under Direct Plan from the date of application.

1.Investors / Unitholders, who claim the unclaimed amounts under the aforesaid Plans during a period of three years from the due date shall be paid initial unclaimed amount along with the income earned on its deployment. Investors / Unitholders, who claim these amounts after 3 years, shall be paid initial unclaimed amount along with the income earned on its deployment till the end of third year. After the third year, the income earned on such unclaimed amounts shall be used for the purpose of investor education.

2.The aforesaid plans shall not be available for subscriptions / switch in by the Investors / Unitholders.

3.Minimum Initial / Additional Amount shall not be applicable for the aforesaid plans.

4. No Exit Load shall be charged under the aforesaid Plans.

5. The Face Value of Units for these plans shall be Rs.10 per Unit. These Plans shall also have a separate NAV.

6.The Total Expense Ratio (TER) of the aforesaid Plans shall be TER for the Direct Plan of the Scheme or at 50 Bps, whichever is lower. 

NAV (Net Asset Value) Applicability for Purchase:

For Liquid Funds: Where the application is received up to 1.30 p.m. on a Business Day at the official point(s) of acceptance and funds for the entire amount of subscription/ purchase (including switch in) as per the application are credited to the bank account of the Scheme and are available for utilization before the cut-off time (1.30 p.m.) - the Closing NAV of the day immediately preceding the day of receipt of application.
In respect of valid application received after 1.30 p.m. on a Business Day at the official point(s) of acceptance and funds for the entire amount of subscription / purchase (including switch in) as per the application are credited to the bank account of the Scheme on the same day or before the cut-off time of the next business day i.e. funds are available for utilization before the cut-off time (1.30 p.m.) of the next Business Day, the closing NAV of the day immediately preceding the next Business Days ;

For Non-Liquid Funds  - Where the application is received up to 3.00 p.m. on a Business Day at the official point(s) of Acceptance and funds for the entire amount of subscription/ purchase (Including switch-in) as per the application are credited to the bank account of the Scheme and are available for utilization before the cut-off time (3.00 p.m.), the closing NAV of the day shall be applicable.
In respect of valid application received after 3.00 p.m. on a Business Day at the official Point(s) of acceptance and funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the Scheme on same day or before the cut-off time of the next business day i.e. funds are available for utilization before the cut-off time of next Business Daythe closing NAV of the next Business Day shall be applicable

NAV (Net Asset Value) Applicability for Redemption:
For Liquid Funds:Where the application is received  up to 3 p.m. on a Business Day - the closing NAV of the day immediately preceding the next Business Day, shall be applicable.n respect of valid applications received after 3 p.m. on a Business Day - the closing NAV of the next Business Day shall be applicable.
For Non-Liquid Funds  - IWhere the application is received up to 3 p.m. on a Business Day, the closing NAV of the day of receipt of application shall be
applicable.In respect of valid applications received after 3 p.m. on a Business Day, the closing NAV of the next Business Day shall be applicable.

NAV (Net Asset Value) Applicability for Switch:
Please refer our link https://invest.quantumamc.com/onlinenew/Switch%20Matrix.pdf on Switch Matrix for detailed information on NAV Applicable for switch transactions

The instant redemption amount will be credited to investor’s account (incase all pre-requisites are fulfilled). Also we endeavor to credit the amount into investor’s account within 30 minutes from the transaction time. Incase of any failure of instant redemption payment (due to any bank issue etc), the amount will be credited to investor’s account as per existing SEBI guidelines.

The redemption proceeds will be credited into the bank account selected while placing the instant redemption.
Note: The selected bank account should be IMPS enabled.

No. Instant redemption facility is not available for the demat investors.

The investment policies of the Scheme shall be as per SEBI (Mutual Funds) Regulations, 1996, and within the following guideline. The asset allocation under the Scheme, under normal circumstances, will be as follows:

The proportion of the scheme portfolio invested in each sector will vary to track sector weights that of a broad well-diversified indices to ensure portfolio diversification. The proportion of the scheme portfolio invested in each type of security within the sector will vary depending upon a comprehensive analysis of the company based on the Environmental, Social and Governance factors impacting the company and their peer group within its sector of operations.

The above asset allocation is only indicative and may change from time to time, keeping in view the market conditions and applicable rules and regulations.

View the current portfolio,select the scheme name along with the year and month that you wish to view.

The Investment Objective of the scheme is to achieve long-term capital appreciation by investing in Equity & Equity Related Instruments of companies following an Ethical Set of Principles. There is no assurance that the investment objective of the scheme will be achieved.

NAV Applicability

If the valid application received up to 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription/ purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme and are available for utilization before the cut-off time (3.00 p.m.)- the closing NAV of the day shall be applicable. If the valid application received after 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme on same day or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day- the closing NAV of the subsequent Business Day shall be applicable;

Irrespective of the time of receipt of application at the official point(s) of acceptance, where the funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Schemes on or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day - the closing NAV of such subsequent Business Day shall be applicable;

For Systematic Investment Plan (SIP), Systematic Transfer Plan (STP), Dividend Transfer Facility:

The units will be allotted based on which the funds are available for utilization by the respective schemes / target schemes irrespective of the installment date of the SIP, STP or record date of dividend declarations. It may also be noted that allotment of units in the normal course will be based on realization of amount of subscription or the date of receipt of application or the date of instalment (in case of SIP) whichever is later if both realization and application dates are different.

Further, if the time of realization of funds can’t be ascertained then the allotment of units will be as per the day and date of realization of amount of subscription.

The minimum amount for the instant redemption per day per PAN, is Rs. 500/- and multiple of Rs.1/ - thereafter.

With effect from 01st March, 2019 the maximum redemption amount shall be Rs. 50,000 or 50% of latest value of investment (as per last available NAV on records) in the scheme, whichever is lower. This limit shall be applicable per calendar day, per scheme, per investor.

The Instant Redemption transaction will be processed by applying lower of Previous Day NAV or Prospective NAV.

• (a) When the application is received up to 3.00 pm – the lower of (i) NAV of previous Calendar Day and (ii) NAV of Calendar Day on which application is received; will be considered.
• (b) When the application is received after 3.00 pm – the lower of (i) NAV of the Calendar Day on which such application is received, and (ii) NAV of the next Calendar Day will be considered.

For units issued in demat or non-demat form – purchase, dividend reinvestment, switch – stamp duty will be deducted from the net investment amount i.e., gross investment amount less any other deduction like transaction charge. Units will be created only for the balance amount (Net investment amount – stamp duty deducted). Stamp duty will be computed @0.005% on an inclusive method using the formula - ((Investment amount – transaction charge/TDS if any) / 100.005) * 0.005.

Illustration:
Transaction Amount: Rs. 1,00,100
Transaction Charges:/TDS applicable if any: Rs.100
Stamp Duty charged : Rs. 5 ((Transaction Amount - Transaction Charges/TDS applicable if any) * 0.005%
NAV: Rs.10 per unit
Units allotted : 9,999.50
Units value : Rs. 99995.00

The following features are available in the scheme during ongoing period:
Systematic Investment Plan (SIP): This feature enables investors to save and invest periodically over a long period of time.Click here to know more about SIP in detail.

Systematic Withdrawal Plan (SWP): This feature enables an investor to withdraw amount/units from their holdings in the Scheme at periodic intervals through a one-time request. Click here to know more about SWP in detail

Systematic Transfer Plan (STP): This feature enables an investor to transfer fixed amounts from their accounts in the Scheme to another scheme within a folio from time to time.Click here to know more about STP in detail.

Switch options: Click here to view switch matrix for the applicable NAV.

Triggers:
A trigger is facility that allows you to specify an exit target (linked to value or time) or to receive an update when the desired levels are reached. The moment this target is achieved, the trigger gets activated. There can be Alert triggers or Action trigger. Click here to view the FAQ on Trigger Facility

It can be obtained from any of the Local Operating Units (LOUs) accredited by the Global Legal Entity Identifier Foundation (GLEIF), the body tasked to support the implementation and use of LEI. In India, LEI can be obtained from Legal Entity Identifier India Ltd. (LEIL) (https://www.ccilindia-lei.co.in), which is also recognised as an issuer of LEI by the Reserve Bank.

Yes. As per RBI circular (RBI/2020-21/82 DPSS.CO.OD No.901/06.24.001/2020-21) 20-digit LEI code of remitter and beneficiary (non-individuals) are mandatory w.e.f. 1.4.2021 for NEFT/RTGS transactions amounting to Rs. 50 crores and above.

The KIN will be allotted by CERSAI within 4 – 5 working days. 

·         Dedicated Relationship Manager

·         Online E-KYC for your investors

·         Investor Awareness Programs for your investors

·       Path to Partnerships  An exclusive Awareness & Education initiative for Partners to provide them with a broad perspective on the Mutual Fund industry and tips to upscale their advisory growth journey

·         Regular market & investment updates

·         ARN EMBEDDED URL - which allows partners to forward and garner transactions

Yes, subject to RBI and FEMA guidelines.

The Scheme will invest in the units of Quantum Nifty 50 ETF (Q Nifty), a mutual fund scheme Replicating / Tracking Nifty 50 Index - in the form of an Exchange Traded Fund.View the current portfolio,select the scheme name along with the year and month that you wish to view.

As your income grows year after year – whether through a new job or your business reaching new milestones – it's important to remember that expenses are also on the rise. They don’t stay stagnant; they tend to increase as well. This is where SIP Top-Ups come into play. They allow you to gradually increase your SIP investments, giving your portfolio a much-needed boost. Think of it as a workout for your investments: the more you contribute, the stronger they become. The key factor here is compounding. By utilizing SIP Top-Ups, you harness the power of compounding over the long term, helping you work towards building substantial wealth.

Yes, for financial and non-financial transactions made via Email, SMS, or WhatsApp, the AMC will make a verification call.

Upon emailing a transaction request, the investor will receive an automated acknowledgment of receipt. This does not indicate acceptance of the request. The AMC will contact the investor on their registered number via a recorded call for verification of transaction, even if the number is on the Do Not Disturb (DND) list. If confirmation cannot be completed, the request will be rejected.

Following successful verification, the AMC will send an email confirming acceptance or rejection of the transaction. This email will serve as the official response and determine further processing, subject to the validity of the request and due diligence.

To modify, send a revised email before the cut-off time. Changes cannot be made once the AMC has initiated the confirmation or verification call.

To cancel a transaction, send a cancellation request via email before the transaction date’s cut-off time.

No modification/cancellation requests received after the cut-off time will be processed.

Requests for financial transactions may be submitted via email from the official email ID of an authorized official. This request must include a completed application form, signed either with a wet signature or through a valid digital method—such as a Digital Signature Certificate (DSC) or an Aadhaar-based e-signature—by the authorized signatory.

Such email requests will be accepted even if they are not sent from the registered email ID of the authorized official. 

In addition, below conditions are required to be fulfilled :

• The sender’s email domain matches the official domain of the entity.
• The attached application form is properly signed by the authorized signatory(ies).
• The registered email ID of an authorized official or signatory is included in the CC field of the email.

Like any other equity mutual fund scheme, capital gains are taxed based on the holding period.

• Long-term Capital Gains (Holding period more than 12 months): Gains exceeding Rs 1,25,000/- in a year are taxable at 12.5% without indexation.
• Short-term Capital Gains (Holding period less than 12 months): Taxable at 20%.

For further details, please refer to the SID (Scheme Information Document)  (NFO)

SWP instructions will take 5 business days for registration with the registrar. The first withdrawal will be carried out only after the registration.

The Quantum Ethical Fund is for investors seeking long-term growth while adhering to value-based ethical standards. The fund invests in businesses that prioritize social good, ethical governance and not harmful to society.

Please  Click here for detailed FAQ on the revised KYC norms.

We are tied up with Shariahcap Advisors for being Shariah compliant.The Shariah Compliance certificate for the scheme shall be uploaded on our website on every half yearly basis viz. by 31^st March and 30^th September every year, respectively. 

Central KYC Registry is a centralized repository of KYC records of customers in the financial sector with uniform KYC norms and inter-usability of the KYC records across the sector with an objective to reduce the burden of producing KYC documents and getting those verified every time when the customer creates a new relationship with a financial entity. Once the CKYC is complete for an Investor, he / she is allotted a 14-digit unique KIN (KYC Identification Number) which needs to be quoted by the investor while doing any transaction.

Central Registry of Securitization Asset Reconstruction and Security Interest (CERSAI) is acting as Central KYC Registry (CKYCR). CERSAI is a central online security interest registry of India authorized by the Government of India to act as and to perform the functions of the Central KYC Records Registry under the PMLA (Prevention of Money-Laundering) rules 2005, including receiving, storing, safeguarding and retrieving the KYC records in the digital form for a client. CERSAI will act as central repository of KYC records of investors in the financial services sector with uniform KYC norms.

You need to submit the following documents: 
a) Duly filled and signed CKYC application form OR KRA application form + Supplementary CKYC form 
b) One proof of Identity (self-attested copy) 
c) One proof of Address (self-attested copy) 
d) One photograph 

Central KYC Registry has the below salient features:

I.  Facilitates uniformity & inter-usability of KYC records & process across the financial sector.

II. Unique KYC identifier linked with independent ID proofs.

III. Substantial cost reduction by avoiding multiplicity of registration and data upkeep.

IV.  KYC data and documents stored in a digitally secure electronic format.

V. Facilitates KYC Search, Upload, Download, Update.

VI.  Secure and advanced user authentication mechanisms for system access
VII. Data de-duplication to ensure single KYC identifier per applicant.
VIII. Real time notification to institutions on updation in KYC details.

IX. Seamless file exchange processes without the need for manual intervention.

X. API’s for search and download allow for real time account opening for CKYC compliant customers.

As per the PML Rules, registered intermediaries are required to capture KYC information and share it with the Central KYC Records Registry in accordance with the PML Rules and the KYC template finalized by CERSAI.

A beneficial owner is the natural person or persons who ultimately own, control, or influence an investor and/or the individuals on whose behalf a transaction is conducted. It also includes those who exercise ultimate effective control over a legal entity or arrangement.

KYC – is the known and regular process in the Mutual Fund industry whereby the identity of an investor is verified based on written details submitted by him / her on a form, supplemented by an In Person Verification (IPV) process. Once the verification is done successfully, the relevant investor data is entered into the KRA Registration Agency (KRA) system and subsequently uploaded to their database. 
eKYC – is KYC done with the help of a investor’s Aadhaar number. While completing the eKYC, the authentication of the investor’s identity can be done: 
(a) Via One Time Password (Limits investments to Rs 50,000 per year per mutual funds and mandates investments via the online electronic mode) 
(b) Via Biometrics (No limits on the investment amount here unless those specifically imposed by the scheme / Fund House) 
This data is uploaded into the records of the KRA. 
CKYC – is an initiative of the Government of India where the aim is to have a structure in place which allows investors to do their KYC only once. CKYC compliance will allow an investor to transact / deal with all entities governed / regulated by Government of India / Regulator (RBI, SEBI, IRDA and PFRDA) without the need to complete multiple KYC formalities which is an inconvenience / hindrance as of now. It will allow for larger market participation by investors, easing their journey on the financial highway. The CKYC processing is handled by CERSAI. 

Currently CKYC is applicable to Individuals only (Resident Individuals & Non-Resident Indian). Any individual customer who has never done KYC with KYC Registration Agency (KRA) and whose KYC is not registered in the KRA as well as CKYC system is required to complete the CKYC process.

Existing investors who are registered or verified in the KRA system can continue making investments without any additional documentation. However, for any modification to their existing records, they need to fill up the CKYC form.

In the digital KYC process, the investor’s photograph is captured, and the acceptance of officially valid documents is facilitated through technology-assisted methods such as DigiLocker, online/offline biometric Aadhaar, live video capturing, time stamping, and geo-location tagging to verify that the physical location is within India. A live face verification is also conducted. In the online KYC mode, the documents, along with the wet or cropped signature, are e-signed.

No. CKYC requires additional information (for e.g. – investor’s maiden name, mother’s name, FATCA information etc) to be collected and submitted to CERSAI for completion of the CKYC formalities of an investor. Date of Birth is a mandatory information under CKYC. All required documentation including proof of identity and proof of address are mentioned in the CKYC form.

e-Sign Electronic Signature Services is an innovative initiative that enables easy, efficient, and secure signing of electronic documents by authenticating the signer through Aadhaar e-KYC services. This service allows any Aadhaar holder to digitally sign electronic documents without the need for a physical digital signature dongle. Electronic signatures facilitated through e-Sign Online Electronic Signature Services are legally valid.

Money laundering has become a big problem worldwide threatening the stability of various regions by actively supporting and strengthening terrorist networks and criminal organizations. The links between money laundering, organized crime, drug trafficking and terrorism pose a risk to all financial institutions. This means that we need to know and understand our investors in a much better manner that ever before. 
With this in mind, the Government / Regulatory Bodies are introducing new and novel ways, enabling people to complete their KYC formalities in a quick and convenient manner. The targeted aim is to ensure that an investor does his / her KYC formalities only once, post which the focus for the investor can subsequently shift towards the actual dealing with the financial institutions. 

Yes, an investor can provide written authorization stating their relationship with the third party to use the third party's address as the correspondence address, provided that all the prescribed 'Know Your Investors' (KYC) norms for the third party are also fulfilled.

Yes. Investors are required to update KYC records as and when there is any change/modification in the KYC information submitted.

PAN is not required to be mandatorily mentioned by the applicant on the CKYC application form provided by CERSAI. This form will be used by institutions which do not require PAN to be provided mandatorily for account opening / transaction purposes. 
However, from the securities markets perspective, PAN is a mandatory requirement and therefore the said CERSAI form has been modified at our end and investors approaching us for completing CKYC have to mandatorily provide us with their PAN. The KYC type has to be selected as ‘Normal’ on the CKYC application forms and in case any investor does not have a PAN, the KYC type should be selected as ‘PAN Exempt Investors’. 

If correspondence and permanent address are different, then proof for both is to be provided. However, if an investor has provided Aadhaar / Aadhaar number for identification and wants to provide a current address, which is different from the address indicated in the Aadhaar, the investors may give a self-declaration to that effect to the respective intermediary.

You need to submit both proofs of identity as well as address. 
For identity proof, you may submit any one document - PAN/ passport / voter ID/ driving license / Aadhaar card / NREGA job card / any other document notified by central government. 
For address proof, you may use the same proofs as submitted as identity proof (except the PAN, since that does not specify the address). If your permanent address is different from the correspondence address, then you need to submit proof for both the addresses. 
Copies of all documents that are submitted need to be compulsorily self-attested by the applicant and accompanied by originals for verification. In case the original of any document is not produced for verification, then the copies should be properly attested by entities authorized for attesting the documents. For more details, please refer to the “instructions / guidelines” over-leaf on CKYC / Supplementary CKYC form. 

Yes, investors are required to change their name in KYC by submitting a modification form along with a self-attested copy of the documentary proof showing the new name.

KRA validation refers to the process of verifying and validating the KYC attributes of KYC records stored in the KRA.

For completing the CKYC process, the customer is required to visit the nearest Point of Service /Point of Acceptance and furnish the duly filled in CKYC form, all the required documents (duly attested) as prescribed under CKYC.

Further, if any prospective investor uses the old KYC form, which does not have all information needed for registration with CKYC, such customer should either be requested to provide additional/missing information using a supplementary CKYC form or fill the new CKYC form.

In the case of multiple Partners registered under a folio, each Partner will only be able to view the transactions for which they are the distributor.

Plans available under the Scheme:

• Direct Plan
• Regular Plan

Options under each Plan(s):

Growth Option - The income attributable to Units under this Option will continue to remain invested and will be reflected in the Net Asset Value of Units under this Option.

Please refer this link https://www.ckycindia.in/ckyc/assets/images/CKYCvideoforReportingEntities.mp4

As per the SEBI Circular no. CIR/IMD/DF/21/2012 dated September 13, 2012, a new cadre of distributors are categorized such as postal agents, retired government and semi-government officials (class III and above or equivalent), retired teachers and retired bank officers with a 
service of at least 10 years, and other similar persons (such as Bank correspondents) as may be notified by AMFI/ AMC from time to time, has been allowed to sell units of simple and performing mutual fund schemes.

Subsequent to SEBIs circular, AMFI included the following persons under the new cadre:

1) Intermediaries/ Agents engaged in distribution of financial products e.g. insurance agent, FD agent, National Savings Scheme products, PPF, etc. registered with any other Financial Services Regulator.

2) Business correspondents appointed by Banks.

Simple and performing mutual fund schemes shall comprise of diversified equity schemes, fixed maturity plans (FMPs) and index schemes and should have returns equal to or better than their scheme benchmark returns during each of the last three years. 

Yes, These new cadre of distributors are required to complete a simplified form of National Institute of Securities Market (NISM) certification. The NISM has launched the Continuing Professional Education (CPE) and Test programme for the new cadre of Distributors and 
registration for the same commenced from January 14, 2013. 

KIN is being allotted by CERSAI to investors whose CKYC application is found to be valid. An SMS / email will be sent by CERSAI to the registered mobile number of the investor as soon as the KIN is generated at their end. Since CERSAI will not be sending any physical intimation, applicants should ideally provide their mobile number and/or email ID in the CKYC application form. 

For the commission structure, empanelled distributors can reach out to their relationship manager or email us with their ARN details at [email protected]

Any AMFI/NISM Certified Intermediaries involved in marketing and selling Mutual Fund schemes must be registered with AMFI after passing the AMFI/NISM Certification Test and obtaining an ARN. Valid ARN cardholders are eligible to empanel with Quantum Mutual Fund. The following entities can partner with us: individuals, sole proprietorships, partnership firms, companies, societies, banks, trusts, and others.

Investors who are already allotted a KIN are considered as CKYC compliant. Such investors do not need to submit any more documents for CKYC compliance. However, please ensure to keep the KIN details readily available as it needs to be mentioned on the application form at the time of investing. 

Online: Upon successful submission, individual distributors will receive empanelment confirmation in real-time. For non-individual distributors, empanelment confirmation will be sent via email within 3 business days, subject to document verification.

Offline: For physical form submissions, MFDs will receive empanelment confirmation via email within 10 business days.

Yes, investors can switch from the Direct Plan to the Regular Plan. However, for the switch to be processed in a Regular Plan, the ARN mentioned or provided in the request must first be empanelled with Quantum Mutual Fund. This switch will not incur any exit load.

1. Helps Combat Inflation

With the average annual inflation rate in India hovering around 7.5%, your purchasing power is likely to decrease over time if your investments don’t keep pace with rising costs. By increasing your SIP contribution by a percentage equivalent to or greater than the inflation rate, you can ensure that your investments grow in line with inflation. This way, you preserve the real value of your investments and ensure that your financial goals remain achievable despite rising expenses.

2. Aligns with Your Income Growth

As your income grows, it makes sense to increase your savings accordingly. By setting up SIP top-ups that match your income growth, you can continue to invest without straining your finances. This strategy allows you to save more over time without altering the percentage of your income allocated to investments, helping you build wealth in tandem with your increasing earnings.

3. Achieve Financial Goals More Quickly

Increasing your SIP contributions through top-ups can accelerate the growth of your investment corpus. Since you're consistently increasing your investment amount, you may reach your financial targets sooner than initially expected. This strategy helps you accumulate the necessary funds faster, reducing the time it takes to achieve your long-term financial objectives and enhancing the potential for higher returns.

4. Operational Ease

One of the key advantages of SIP Top-Ups is the ease with which they can be implemented. Once you set up your SIP top-up option, the increments are automatically applied at the specified intervals, whether monthly or annually. This eliminates the need for manual adjustments and ensures that your investments continue to grow without any extra effort. It offers a seamless and hassle-free way to enhance your investment plan without worrying about remembering to increase your contributions. This level of automation provides both convenience and consistency, making it easier to stay on track with your long-term financial goals.

Non-financial transaction requests should be sent to:

• Email: [email protected]
• SMS / WhatsApp: +91-9243223863

Requests sent to other email IDs or mobile numbers will not be accepted.

The email must include a scanned, signed transaction form, which can bear:

• Wet (physical) signature
• Digital Signature Certificate (DSC)
• Aadhaar-based e-signature

Yes. Here's how NAV is determined:

Yes, investors who have invested through the channel partner mode may also execute transactions via email, provided that the required channel partner details (such as ARN code and EUIN code) are clearly mentioned in the email

For folios in demat mode for non-ETF schemes, only additional purchase transactions will be allowed.

No. To open a new folio, please apply through:

• The official Quantum AMC website, or
• Submit a physical application.

The following details are mandatory:

•              Folio Number

•              Scheme Name

•              Transaction Type (Purchase, Redemption, Switch, etc.)

•              Amount or units

•              Mode of payment

•              Funds Transfer Reference Number

Please ensure that all the above details are mentioned by you in your email to us for a transaction.

Transmission of units is done in the event of the death of the first unit holder wherein only the transfer of units will take place from the unit holder’s name to the claimant’s name.
Process:

Note: