Notice

Dear Investor,
Pursuant to SEBI circular no. SEBI/HO/IMD/DF2/CIR/P/2020/175 dated September 17, 2020 read with circular no. SEBI/HO/IMD/DF2/CIR/P/2020/253 dated December 31, 2020, effective from February 1, 2021, the applicable NAV in respect of purchase of units of mutual fund scheme shall be subject to realization & availability of the funds in the bank account of mutual fund before the applicable cut off timings, irrespective of the amount of investment, under all mutual fund schemes.
1) To know more about payment modes available :
• Lump Sum Investments and their efficiency in the hierarchy of best to worst Click Here
• SIP Investments and their efficiency in the hierarchy of best to worst Click Here
2) Bank efficiencies in terms of providing credit to mutual funds on the same day before cut-off timings on which investors’ account is debited
i. NPCI (National Payments Corporation of India) Click Here
ii. Payment Aggregators (for e.g. Google Pay, Amazon Pay, PayTM)

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We request Investors who have not submitted their PAN details and/or are Non KYC compliant to submit their PAN details & fulfill their KYC at the earliest. You may contact our [email protected] or call our toll free number 1800 - 209 - 3863 / 1800 - 22- 3863 for any queries or assistance.

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Liquidity Window - Quantum Gold Fund (ETF): The Liquidity Window under Quantum Gold Fund is Open. Investors of Quantum Gold Fund can submit their redemption request upto Rs.25 Crores at the Official Point of Acceptance of the AMC. You may also redeem by sending the application via email from your registered Email Id to our Transact Id - [email protected].

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SEBI’s Important Update on Folios without PAN / PEKRN: Click here for PAN / PEKRN related intimation.

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Important Update on PAN & Aadhaar Seeding: As per Section 139AA of the Income Tax Act 1961, every person eligible to obtain an Aadhaar and has PAN must link their Aadhaar with their PAN by 30th June 2023 failing which the unlinked PAN shall become inoperative. Please visit https://www.incometax.gov.in/iec/foportal/ and click on ‘Link Aadhaar option’ under the ‘Quick Links’ section to link your PAN with Aadhaar.

Charter of Investor Rights

Quantum Mutual Fund (Fund) has laid down the following Charter of Investor Rights in line with the SEBI (Mutual Funds) Regulations, 1996 (Regulations) and amendments thereon, and circulars issued by Association of Mutual Funds in India (AMFI). Scheme Information Documents (SIDs) and Statement of Additional Information (SAI) of the Fund have broadly prescribed the rights of investors. This Charter prescribes all the rights that an investor has by virtue of his investments in Quantum Mutual Fund while also consolidating rights as laid down in the Regulations / by AMFI as well as in the SID and SAI.

AMC Related FUND Related

The investor has a right to be treated with courtesy. The Investor should not be unfairly discriminated against on grounds such as investment amount, gender, age, religion, caste and physical ability when offering schemes of the Fund and providing various services as a potential investor or as an existing investor of the Fund. All investors shall be treated equally irrespective of the amount of their investment in the Fund. No Investor shall be subject to unfair business or marketing practices, coercive contractual terms or misleading representations.

The investor has the right to know whether the AMC is acting according to its fiduciary responsibility and has placed the interest of investors above its own interest and that of its employees. Investors have a right to know that the AMC has ensured reasonable care and prudent judgment while managing assets of the Fund, and has not engaged in practices so designed to distort prices or artificially inflate trading volume with the intent to mislead market participation; that research reports for investments made and investment justification are recorded, that the AMC has taken investment decisions as per the investment objective and investment strategy prescribed in the SID, that the AMC has not participated in any business relationship that could reasonably be expected to affect the independence, objectivity or loyalty to investors, not discriminated between two schemes of the Fund.

The investor has the right to know that the AMC has systems in place for its back office, dealing room, accounting and policy and process for compliances, Fair Dealing, Social Media, Insider Trading and Employee Personal Trading, Gift, Entertainment and Anti Corruption, Whistle Blower, Anti Money Laundering, Risk Management, Trade Allocation, Trade Error, Investment and Valuation, Business Continuance and Disaster Recovery, Vendor selections and review, besides appropriate maintenance of Books and Records.

The investor has right to know that the AMC has appointed key personnel including Chief Executive Officer, Fund Managers, Compliance Officer, Investor Relations Officer, Research, Operations, Accounting, Information Technology and Human Resource Team.

The Fund collects investor’s personal information in the application form, besides the investor also gives consent to receive communication and allow the Fund to share data with/from third party(ies) on the basis of such authorization. All personal information is kept confidential. The information is shared with third parties only to process financial / non-financial requests with whom the Fund has appropriate agreement to maintain confidentiality and with the Statutory Authority as and when requested by such authority. Please click here to read Privacy Policy of the Fund.

The following documents are available for inspection at the office of the Fund at 6th Floor, Hoechst House, Nariman Point, Mumbai - 400 021
(a) Memorandum and Articles of Association of Quantum AMC
(b) Investment Management Agreement
(c) Trust Deed and amendments thereto, if any
(d) Quantum Mutual Fund Registration Certificate
(e) Agreement between Quantum Mutual Fund and the Custodian Deutsche Bank AG
(f) Agreement with KFin Technologies Limited - Registrar and Share Transfer Agents
(g) Consent of M/s S.R. Batliboi & Co. LLP - Auditors to act in the said capacity
(h) Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendments from time to time thereto.
(i) Indian Trusts Act, 1882.

The Fund has adopted a Grievance Policy which is available on the website. The policy contains how the query and complaint will be handled by the AMC, the escalation matrix, bifurcation of queries and complaints and disclosure of queries and complaints. The details of queries and complaints with time taken to resolve is uploaded monthly on the website. The complaints received and resolved and time taken to resolve during the year is available on website and also included in the Annual Report of the Fund. Please click here to read the Grievance Redressal Policy.

75% of investors of the Scheme can terminate appointment of Asset Management Company of the Mutual Fund.

The investor has the right to know changes in the Key Personnel of the AMC, Financial Results of the AMC, commission / brokerage paid for execution of transactions in securities, Distributor commissions, management fees, Custodian, Fund Accountant, Bankers, Auditors, Directors, penalties and pending litigation or proceedings, major finding of inspections or investigations for which actions may have been taken against the AMC, Trustee, Sponsors or its associates.

Schemes of the Fund offered to the investor should be appropriate to the needs of the Investor. Schemes invest in different asset classes as per the asset allocation and investment strategy defined in the SID. An investor should review the investment objective, asset class, investment strategy, features / option and taxation of the scheme before investment, considering his/her investment objectives, risk appetite, time horizon for investments. An investor should consult an investment advisor before investment.

Schemes of the Fund have different investment risks; Low / Low to Moderate / Moderate / Moderately High / High / Very High which depends on the asset class in which investment is made by the scheme. The SID and SAI, communication / advertisement, and fact sheet of the scheme disclose the product label of each scheme detailing the risk of each scheme. The Investor can review and understand the risks before investing into any of the schemes. Please click here to understand risk in the schemes of the Fund.

An investor has the right to understand whether the scheme investment strategy and asset allocation as prescribed in the Scheme Information Document is followed at all points of time. Investors can ask the Fund Management Team if there is any deviation from the investment objective, investment strategy and asset allocation as prescribed in the SID. Please click here to review schemes of the Fund whether they are true to its label or not.

An Advertisement / Communication shall be accurate, true, fair, clear, complete, unambiguous and concise and timely and consistent with the SID and SAI, Regulations and shall have appropriate disclaimer as per Regulations.
An Advertisement / communication shall not contain any statements which are false, misleading, biased or deceptive or likely to be misunderstood, or contain statements which directly or indirectly or by implication or by omission may mislead the investor.
The performance of the scheme shall be provided with comparison of benchmark and additional benchmark.

The NAV of the scheme is uploaded daily on the AMC and AMFI websites respectively. The monthly scheme portfolio, monthly fact sheet, Half Yearly Unaudited Results and Annual Report is uploaded on the AMC website, which contains details of schemes investments, portfolio and expenses charged to the scheme. The Annual Report is also sent to all investors. An investor can also request the AMC anytime to receive the same in hard / soft copy. The investor can expect maintenance of appropriate and complete records of portfolio investments of the Scheme. It is the investor’s right to know where the scheme portfolio investment is made, current value of the scheme portfolio, expenses charged to the scheme, appropriate disclosure of expenses charged and scheme accounting.

An allotment confirmation/ Statement of Account (SOA) is sent to the investor within 5 Business Days from the date of receipt of the valid transaction request and funds realization. A Consolidated Account Statement is sent to investors for each calendar month on or before fifteenth day of the succeeding month for the folio wherein transactions have taken place. Investors can request for physical Statement of Account from Quantum Mutual Fund / KFinTechnologies Limited and the same will be provided within 5 Business Days without any charges. Account Statement contains actual value of investments and current value of investments. Investors can also request for Unit Certificate to the AMC and it will be provided to Unit holders within the time limit prescribed in the Regulations.

Investors of the scheme have a proportionate right in the beneficial ownership of the assets of the Scheme.

The First Holder representing holding in account or folio has one vote in respect of every resolution to be passed.

The Fund has adopted a Proxy Voting Policy which is available on the website as well as in the Annual Report of the Fund. The Policy contains how voting rights will be exercised and conflict of interest will be managed while voting, to play an active corporate governance role in the investee companies. The detail of votes exercised is available on the website as well as in the Annual Report of the Fund. Please click here to read the Proxy Voting Policy and Voting Exercised.

Investor has right to get compensation from the Investment Manager and Sponsor of the Mutual Fund if any unfair treatment is meted out to the investor as a result of inappropriate valuation of investments held under the scheme.

Investor has right to receive redemption proceeds within 3 Business Days of receiving the redemption request and The payment of IDCW to the unitholders shall be made within seven working days from the record date. Interest for the period of delay in transfer of redemption / IDCW shall be payable to the unit holders at 15% per annum, along with the proceeds of Redemption / IDCW.

75% of investors of a scheme have the right to wind up a scheme by passing a resolution to that effect.

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I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this transaction is executed without any interaction or advice by the employee/relationship manager/sales person of the above distributor/sub broker or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person of the distributor/sub broker.

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Charter of Investor Rights

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Charter of Investor Rights

1. Right to Fair Treatment :

2. Right to Bona Fide Accomplishment of Fiduciary Responsibility :

3. Right to Seek Affirmation with regards to Risk Management, Compliance, and Support :

4. Right to Know Key Personnel and Team :

5. Right to Privacy :

6. Right to Inspect Documents :

7. Right to Grievance Redressal :

8. Right to Terminate Appointment of Asset Management Company :

9. Right to Information :

1. Right to Suitability :

2. Right to Understand Risks :

3. Right to Understand Scheme True to Its Label :

4. Right to Receive Fair and True Advertisement / Communication :

5. Right to Know Schemes’ Investments, Portfolio, Expenses and Accounts :

6. Right to Receive Details of Investments / Avail Services For Investments :

7. Right in the Beneficial Ownership :

8. Right to Vote :

9. Right to Know Voting in the Investee Companies :

10. Right to Receive Compensation for Inappropriate Valuation :

11. Right to Receive Redemption Proceeds and IDCW :

12. Right to wind Up the scheme :

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