Frequently Asked
Questions

The unit holders are given an option to hold the units in physical mode or in dematerialized mode.

The Investor intending to hold the units in dematerialized mode will be required to have a beneficiary account with a Depository Participant and will be required to mention the DP’s Name, DP ID No. and Beneficiary Account No. with the DP in the application form at the time of subscription / additional purchase of the units of the Scheme.

It may be noted that in case of option to hold units in dematerialized mode under Systematic Investment Plan (SIP), the units will be credited to Investor’s demat account on weekly basis on every Monday subject to realization of funds in the last week. For e.g. Units will be credited to investor’s demat account on following Monday for realization status of funds received in the last week from Monday to Friday.

 It may be noted that the facilities viz. Switch in and out/ Systematic Withdrawal Plan (SWP) / Systematic Transfer Plan (STP) are currently not available in the dematerialized mode.

The Scheme offers two plans: 
1) Direct Plan
2) Regular Plan

Each Plan offers Growth Option.

The income attributable to Units under Growth Option will continue to remain invested and will be reflected in the Net Asset Value of Units under Growth Option.

Investor should indicate the Direct / Regular Plan for which the subscription is made by indicating the choice in the application form. In case of valid application received without indicating any choice of plan then the application will be processed for plan as under:

In cases of wrong/invalid/incomplete ARN codes mentioned on the application form, the application shall be processed under Regular Plan. The AMC shall contact and obtain the correct ARN code within 30 calendar days of the receipt of the application form from the investor/ distributor. In case, the correct code is not received within 30 calendar days, the AMC shall reprocess the transaction under Direct Plan from the date of application.

The Trustees reserves the right to introduce a new Option/ Plan at a later date, subject to the SEBI Regulations.

Load structure for the Quantum Nifty 50 ETF Fund of Fund is mentioned below:
Entry Load: Not Applicable *

In terms of SEBI circular no. SEBI/IMD/CIR No. 4/ 168230/09 dated June 30, 2009 has notified that, w.e.f. August 01, 2009 there will be no entry load charged to the schemes of the Mutual Fund and the upfront commission to distributors will be paid by the investor directly to the distributor, based on his assessment of various factors including the service rendered by the distributor.

The load if any shall be equally applicable to the special facilities such as Systematic Withdrawal Plan (SWP) / Systematic Transfer Plan (STP) and Switches etc. However, no load shall be charged for switching between option / plan within the Scheme.

Exit Load: NIL

You can invest in our Schemes through the following modes:

Kindly note new purchase on SMS, WhatsApp, email and fax is not available during NFO. Only when the scheme is open for daily investment, these options can be used for transacting or making additional investment in the existing folio.

Please note that for ETF schemes i.e. QGF and QNF you will have to read the respective SID of the schemes.

SYSTEMATIC INVESTMENT PLAN (SIP)

The unit holders will be able to Initiate request for Systematic Investment Plan (SIP) at the time of NFO along with the first investment during the NFO period. The SIP registration request given during the NFO period will be processed after scheme reopens for continuous sale and repurchase after NFO.

SYSTEMATIC TRANSFER PLAN (STP) (Available during continuous offer)

SYSTEMATIC WITHDRAWAL PLAN (SWP) (Available during continuous offer)

Mr. Hitendra Parekh is managing the scheme.

Hitendra Parekh has collectively over 29.5 years of experience in Equity Markets. Hitendra is a B. Com Graduate and has also completed his master’s in financial management. Prior to joining the firm, Mr. Parekh was Head of Operations with UTI Securities Ltd from 2002 to 2004.

He joined UTI Securities Ltd in 1995 as an Executive in Operations Department. His responsibilities were to settle trade in Physical and maintain accounts for Proprietary investment (Fund Accountant). Prior to UTI Securities Ltd, Mr. Parekh was working for Unit Trust of India (UTI) as Fund Accountant. He started his career with UTI in 1992.

The Scheme will invest in the units of Quantum Nifty 50 ETF (Q Nifty), a mutual fund scheme Replicating / Tracking Nifty 50 Index - in the form of an Exchange Traded Fund.

The following features are available in the scheme during ongoing period:
Systematic Investment Plan (SIP): This feature enables investors to save and invest periodically over a long period of time.

Systematic Withdrawal Plan (SWP): This feature enables an investor to withdraw amount/units from their holdings in the Scheme at periodic intervals through a one-time request. 

Systematic Transfer Plan (STP): This feature enables an investor to transfer fixed amounts from their accounts in the Scheme to another scheme within a folio from time to time.

Investor can contribute minimum amount of 1% of redemption amount subject to maximum of Rs.1000/- or such other amount at the discretion of the investor from the total redemption amount to HYNGO Foundation as donation. If the contribution amount is less than Rs. 1000/- then that will form part of General Donation to HYNGO Foundation and if contribution amount is more than or equal to Rs.1000/- then it will form part of Corpus Donation to HYNGO Foundation.

In case of Partial Redemption, the units towards contribution to SMILE will be addition to the redemption units and in case of full redemption units towards contribution to SMILE will be net off from the total units.

a.   HelpYourNGO Foundation: HelpYourNGO Foundation (HYNGO) is a not-for-profit organization set up with the objective of increasing transparency in the social sector and helping donors make informed donation decisions in a strategic manner. HYNGO is the only organization in India standardizing detailed financial and program information on 650+ NGOs across 15 of the 17 UN Sustainable Development Goals (SDG-17), 500+ zip-codes and 13 sectors. The aim is to connect donors to genuine, trustworthy NGOs through information on its website and advisory services. Their analysts make an effort to identify NGOs which meet the highest standard of credibility and run efficient programs but have lesser visibility than the popular NGOs.

HYNGO’s products – YourRedButton and the Systematic Giving Plan (adopted by Quantum via the SMILE facility) – aim at creating a steady stream of inflows for credible NGOs thereby enabling them to focus on their work rather than investing resources for fund raising. If you need any more information, kindly refer to this link which has all details necessary for SMILE investors:
https://www.helpyourngo.com/sgp_about_us.php

b.   Action Against Hunger: Unnati is the flagship livelihood programme of the Sree Guruvayurappan Bhajan Samaj Trust in Bengaluru. It is a 50-day vocational training programme that helps economically underprivileged youth get an assured job. Students are put through 300 hours of instruction in their chosen vocation in addition to training in spoken English, computers, life skills and values. They have succeeded in placing over 12,000 youth with various employers like the Tata Group, Westside, JP Morgan, Asian Paints, and others.

c.   CanSupport: CanSupport was founded by a cancer survivor to help fight the disease, trauma and pain of cancer patients and their families. They provide a wide-range of free services to help destitute cancer patients throughout their cancer journey; right from diagnosis, curative therapies, to bereavement and rehabilitative support to the families of cancer patients. They organize home visits by doctors for patients too sick to go to hospital, run outpatient clinics, day care centres, a helpline and also spread awareness of Government schemes for financial assistance.

d.   Make-A-Wish Foundation of India: Make-A-Wish Foundation of India is the India chapter of the world’s largest wish-granting organization. They grant the wishes of children with life-threatening medical conditions in the age group 3-18 years to give them hope and strength as they deal with their illnesses. They generally cater to 4 categories of wishes: Wish to Have, Wish to Be, Wish to Meet and Wish to Go. They believe that having a wish fulfilled empowers the children to fight harder against the disease they are battling.

e.   Parinaam Foundation: Parinaam works with urban low-income communities across 20 states in India to bring them out of poverty through financial literacy and social inclusion. Diksha Financial Literacy, their largest program helps women from low-income families to save more and access financial services. Their Urban Ultra Poor Program tackles generational poverty by providing livelihood, healthcare, childcare and social services support to families in dire need. They also provide access to high quality education in English medium schools through academic scholarships to underprivileged students.

f.   Sree Guruvayurappan Bhajan Samaj Trust (SGBS Trust): Unnati, SGBS Trust’s flagship program, is a 50-day vocational and life skills training program provided at a subsidized cost to help underprivileged youth secure stable employment. Students in the age group of 18-25 years undergo 300 hours of instruction in their chosen vocation in addition to training in spoken English, computers, life skills and values. The Trust has succeeded in placing youth with various employers like the Tata Group, Westside, JP Morgan, Asian Paints, and others.

g.   Vidya Poshak: Vidya Poshak supports underprivileged meritorious students of Class X and above in pursuing higher education which eventually leads to better employment opportunities. Their team of volunteers conducts home visits to scrutinize the deserving applicants. Their Nurture Merit program provides financial assistance, library facilities and soft skills training to students. They conduct other programs offering online tutoring sessions, IIT-JEE training, life and career skills training, and run a knowledge centre for proving free books for examinations, access to internet, etc.

1. This list is subject to change to cover more NGOs as the SMILE corpus grows.
2. If no NGO/s is/are selected then the contribution will be made to the HYNGO and they will further disburse it to NGO/s based on the need.

Yes. As per RBI circular (RBI/2020-21/82 DPSS.CO.OD No.901/06.24.001/2020-21) 20-digit LEI code of remitter and beneficiary (non-individuals) are mandatory w.e.f. 1.4.2021 for NEFT/RTGS transactions amounting to Rs. 50 crores and above.

All single payment transactions of ₹50 crore and above undertaken by entities (non-individuals) should include remitter and beneficiary LEI information. This is applicable to transactions undertaken through the NEFT and RTGS payment systems.

In case of RTGS, both customer payment and inter-bank transactions, meeting the above criterion, should include LEI information.

It can be obtained from any of the Local Operating Units (LOUs) accredited by the Global Legal Entity Identifier Foundation (GLEIF), the body tasked to support the implementation and use of LEI. In India, LEI can be obtained from Legal Entity Identifier India Ltd. (LEIL) (https://www.ccilindia-lei.co.in), which is also recognised as an issuer of LEI by the Reserve Bank.

Legal Entity Identifier (LEI) is a 20-digit number used to identify parties to financial transactions worldwide. The regulator has introduced LEI to improve the quality and accuracy of financial data reporting systems for better risk management. It is used to create a global reference data system that uniquely identifies every legal entity in any jurisdiction that is party to a financial transaction.

Investors with short indicative investment horizon of less than 30 days will get impacted more because the stamp duty is being charged as a onetime charge. Please refer below table for illustration purpose. Impact gets reduced as the holding period increases.

For units issued in demat or non-demat form – purchase, dividend reinvestment, switch – stamp duty will be deducted from the net investment amount i.e., gross investment amount less any other deduction like transaction charge. Units will be created only for the balance amount (Net investment amount – stamp duty deducted). Stamp duty will be computed @0.005% on an inclusive method using the formula - ((Investment amount – transaction charge/TDS if any) / 100.005) * 0.005.

Illustration:
Transaction Amount: Rs. 1,00,100
Transaction Charges:/TDS applicable if any: Rs.100
Stamp Duty charged : Rs. 5 ((Transaction Amount - Transaction Charges/TDS applicable if any) * 0.005%
NAV: Rs.10 per unit
Units allotted : 9,999.50
Units value : Rs. 99995.00

Yes

Stamp duty applicability will be on Purchases (including triggers from past SIP registrations), Switch-in (including triggers from past STP registrations) and Dividend reinvestment transactions. The same is applicable for both physical and demat. Transfer of Units from one demat account to another including market / off-market transfers attract stamp duty.

0.005% of the net investment value i.e., gross investment amount less any other deduction like transaction charge.

Pursuant to Notification No. S.O. 1226(E) and G.S.R. 226(E) dated March 30, 2020 issued by Department of Revenue, Ministry of Finance, Government of India, read with Part I of Chapter IV of Notification dated February 21, 2019 issued by Legislative Department, Ministry of Law and Justice, Government of India on the Finance Act, 2019, stamp duty will be levied on mutual fund transaction, with effect from July 1, 2020, as per the rates provided in the table below :-

Q-MITRA - a facility that will allow an investor to authorize a Partner to act on his / her behalf. The transaction will be initiated by the Partner and the investor will be approached only for verification / confirmation.

ARN EMBEDDED URL - which allows valued Partners to forward and garner transactions.

QUICK NEW PURCHASE - is a quick investment process with bare limited fields that are required for initiating the transaction. A unique facility wherein the Partner can initiate an online new purchase transaction, fill the form on behalf of the investor through the Partner Login module, while the investor has to just enter the bank account and effect the payment.

PARTNER INITIATED TRANSACTION - Partners can initiate transactions on behalf of the investor, and requires the investor to “accept” at the end.

ONLINE KYC to help Partners acquire investors across the globe while operating out of their offices.

PATH TO PARTNERSHIP - An exclusive Awareness & Education initiative for Partners to provide them with a broad perspective on the Mutual Fund industry and tips to upscale their advisory growth journey.

SAVE GREEN, GO PAPERLESS - We support SEBI’s ‘Go Green initiative in Mutual Funds’ and the ‘Digital India’ project by the Government of India. Hence, we urge all our Partners to support us in this endeavor to create a paper free work environment and help speedup efficiency and automate business processes.

The first step is to register with us. Post registration Partners can avail of all the benefits the platform offers.

In our never ending endeavor to empower our Partners, we at Quantum have launched this new Partner Platform that aims to help our Partners earn Trust, Faith and Respect amongst the millions of investors.

Procedure for SIP Modification in Partner Login :

1. Visit www.QuantumAMC.com > Partner Corner > Partner Login
2. Login with OTP
3. Select ‘SIP Modification’ under the ‘Transaction’ menu
4. Select/Enter the folio and click on ‘Submit’
5. The details of the existing SIPs will display. Click on ‘Modify’ for the SIP to be modified
6. Enter the required details and click on ‘Submit’
7. Confirm the SIP modification by clicking on ‘OK’ option
8. An email with the link to complete the SIP modification will be triggered to the investor’s registered email Id
9. After clicking on the link, the investor has to click on ‘Send OTP’. An OTP will be sent to investor’s registered email id & mobile number. Investor to confirm the transaction by entering the OTP received and has to click on ‘Submit’
10. An on-screen message will be displayed. Also an email and SMS acknowledgement will be triggered to the investor’s registered email id and mobile number respectively
11. The modification of SIP instructions will take a minimum of 15 days for registration.

1. The existing SIP will be cancelled within 15 days and till the cancellation is effected in the system, the earlier SIP installment may be debited from the investor’s bank account. Modification in SIP will be effected as per the Start date as approved by the investor.
2. If the modification is done in the SIP amount, the investor has to change the amount in the ‘Bill Pay’ section also of the Net Banking Portal, provided he have set any limit for the SIP amount while registering the URN.
3. SIP registered by investor through online mode only can be modified through this module.

Taxation of Mutual Funds in India can be divided in two parts Capital Gains & Dividends. Know more on the Tax implications.

NAV Applicability

If the valid application received up to 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription/ purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme and are available for utilization before the cut-off time (3.00 p.m.)- the closing NAV of the day shall be applicable. If the valid application received after 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme on same day or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day- the closing NAV of the subsequent Business Day shall be applicable;

Irrespective of the time of receipt of application at the official point(s) of acceptance, where the funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Schemes on or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day - the closing NAV of such subsequent Business Day shall be applicable;

For Systematic Investment Plan (SIP), Systematic Transfer Plan (STP), Dividend Transfer Facility:

The units will be allotted based on which the funds are available for utilization by the respective schemes / target schemes irrespective of the installment date of the SIP, STP or record date of dividend declarations. It may also be noted that allotment of units in the normal course will be based on realization of amount of subscription or the date of receipt of application or the date of instalment (in case of SIP) whichever is later if both realization and application dates are different.

Further, if the time of realization of funds can’t be ascertained then the allotment of units will be as per the day and date of realization of amount of subscription.

The unit holders are given an option to hold the units in physical mode or in dematerialized mode.

The Investor intending to hold the units in dematerialized mode will be required to have a beneficiary account with a Depository Participant and will be required to mention the DP’s Name, DP ID No. and Beneficiary Account No. with the DP in the application form at the time of subscription / additional purchase of the units of the Scheme.

It may be noted that in case of option to hold units in dematerialized mode under Systematic Investment Plan (SIP), the units will be credited to Investor’s demat account on weekly basis on every Monday subject to realization of funds in the last week. For e.g. Units will be credited to investor’s demat account on following Monday for realization status of funds received in the last week from Monday to Friday.

It may be noted that the facilities viz. Switch in and out/ Systematic Withdrawal Plan (SWP) / Systematic Transfer Plan (STP) are currently not available in the dematerialized mode.

The scheme offers only Growth Option.

Load structure for the Quantum India ESG Equity Fund is mentioned below:
Entry Load: NIL*
* Not Applicable (In terms of SEBI circular no. SEBI/IMD/CIR No. 4/ 168230/09 dated June 30, 2009 it has been notified that, w.e.f. August 01, 2009 there will be no entry load charged to the schemes of any Mutual Fund.)
It should be noted that Quantum Mutual Fund has not charged Entry Load for any of its schemes since inception. We were one of the first mutual funds in India to launch schemes with no entry load, much prior to SEBI discontinuing the same.

Exit Load:

The investor is requested to check the prevailing load structure of the scheme before investing. Any imposition or enhancement in the load shall be applicable on prospective investments only.
Redemptions / Switch outs of units will be done on First In First Out (FIFO) basis. The above mentioned load structure shall be equally applicable to the special products such as Systematic Withdrawal Plan (SWP) / Systematic Transfer Plan (STP) and Switches etc. However, no load shall be charged for switching between options within the Scheme.

PLEASE NOTE THAT YOU NEED TO BE KYC COMPLIANT TO INVEST WITH US.

Click here to know more about KYC.

Please refer below table for the minimum amount required to invest or redeem in the Quantum India ESG Equity Fund.

Mr. Chirag Mehta is managing the scheme.

Chirag Mehta has more than 19 years of experience in handling commodities. Chirag is a qualified CAIA (Chartered Alternative Investment Analyst), and has also completed his Masters in Management Studies in Finance. He has interned at Kotak & Co. Ltd and has also attended the Federation of Indian Commodities Exchanges as part of his internship.

Ms. Sneha Joshi is the Associate Fund Manager.

The Benchmark Index for the Scheme is Nifty 100 ESG Total Return Index. It appropriately represents closely resemble the investment objective of the fund. The composition of the aforesaid benchmark is such that it is most suited for comparing performance of the scheme.

However, the Scheme’s performance may not be strictly comparable with the performance of the Benchmark, due to the inherent differences in the construction of the portfolios.

The investment policies of the Scheme shall be as per SEBI (Mutual Funds) Regulations, 1996, and within the following guideline. The asset allocation under the Scheme, under normal circumstances, will be as follows:

The proportion of the scheme portfolio invested in each sector will vary to track sector weights that of a broad well-diversified indices to ensure portfolio diversification. The proportion of the scheme portfolio invested in each type of security within the sector will vary depending upon a comprehensive analysis of the company based on the Environmental, Social and Governance factors impacting the company and their peer group within its sector of operations.

The above asset allocation is only indicative and may change from time to time, keeping in view the market conditions and applicable rules and regulations.

View the current portfolio,select the scheme name along with the year and month that you wish to view.

The following features are available in the scheme:
Systematic Investment Plan (SIP) (on an going basis): This feature enables investors to save and invest periodically over a long period of time. Click here to know more about SIP in detail.

Systematic Withdrawal Plan (SWP) (On an going basis): This feature enables an investor to withdraw amount/units from their holdings in the Scheme at periodic intervals through a one-time request. Click here to know more about SWP in detail.

Systematic Transfer Plan (STP) (On an going basis): This feature enables an investor to transfer fixed amounts from their accounts in the scheme to another scheme within a folio from time to time. Click here to know more about STP in detail.

Switch options: Click here to view switch matrix for the applicable NAV.

Triggers:
A trigger is facility that allows you to specify an exit target (linked to value or time) or to receive an update when the desired levels are reached. The moment this target is achieved, the trigger gets activated. There can be Alert triggers or Action trigger. Click here to view the FAQ on Trigger Facility

The Investment Objective of the scheme is to achieve long-term capital appreciation by investing in share of companies that meeting Quantum’s Environment, Social and Governance (ESG) “Swacch” criteria.

An Open ended equity scheme investing in companies following Environment, Social and Governance (ESG) “Swachh” theme. It invests in shares of companies that meet Quantum's Environment, Social, Governance (ESG) “Swachh” criteria.

The Turn Around Time (TAT) for the Non-Commercial transaction is 10 business days.

NAV (Net Asset Value) Applicability for Purchase:

For Liquid funds: Where the application is received up to 2.00 p.m. on a day and funds are available for utilization before the cut-off time, the applicable NAV shall be closing NAV of the day immediately preceding the day of receipt of application.

For Non-Liquid Funds  - Where the application is received up to 3.00 p.m. on a day and funds are available for utilization before the cut-off time, the applicable NAV shall be closing NAV of the day immediately preceding the day of receipt of application.

NAV (Net Asset Value) Applicability for Redemption:
Where the application is received before the cut-off time (3.00 pm), the applicable NAV shall be closing NAV of the same business day

NAV (Net Asset Value) Applicability for Switch:
Please refer our link https://invest.quantumamc.com/onlinenew/Switch%20Matrix.pdf on Switch Matrix for detailed information on NAV Applicable for switch transactions

Additional Purchase (in both Demat & Non-Demat Folios)
Redemption (All Non-Demat folios & only in CDSL based Demat Folios)
Switch (only in Non-Demat Folios)

If your already have an OTM/NACH registered in the respective folio, then you may either select OTM/NACH for making the payment or you may opt for NEFT / RTGS payment mode whereby you will be required to first transfer the payment to anyone of our Collection Bank Accounts (NEFT/RTGS Bank Detail); after transferring the investment amount, you may then initiate an additional purchase transaction on IVRS as per steps mentioned above and during this session, you will be prompted to enter the last 4 numeric digits of the NEFT/RTGS Bank Reference Number to complete the transaction request and further identification and tracking of funds.

If you do not have an OTM/NACH registered in the folio, we suggest you to register using Online / Offline Procedure. Please visit our FAQ section ‘One Time Mandate NACH’ at https://quantumamc.com/FAQ.aspxfor more information on the same. However, you may still use NEFT / RTGS payment mode as mentioned above.

For transacting through IVRS, you need to call on our Toll Free Numbers: 1800 22 3863 / 1800 209 3863 and visit below menu after the Welcome message:

1. Select Language
2. Select option 3 from Main Menu for Existing Investors
3. Enter the Folio Number in which you wish to transact
4. Select option 2 if you already have a TPIN, else select 1 to generate a TPIN
5. After entering the valid TPIN, please refer the below procedure for commercial and non-commercial transactions.

a. Commercial Transactions - Select option 2 from Investor Menu for doing Commercial Transaction in your folio then select the below options and follow the instructions as per the transaction type.

Additional Purchase – Press 1
Redemption – Press 2
Switch – Press 3

b. Non-Commercial Transactions – Select the below options and follow the instructions as per the transaction type.

Current valuation details – Press 1
Last three transaction details – Press 3
Request for Account Statement – Press 4
To unlock the user id/transaction PIN/reset password – Press 5
To update the mobile number – Press 6
To update the FATCA details – Press 7

After you place any of the above commercial transaction request on IVRS, an acknowledgement email and SMS with the transaction details will be triggered at your registered Email Id and Mobile Number.

P.S:- For Additional Purchase and Switch, KYC and FATCA of all the holders need to be readily updated in the folio, else the transaction will be discontinued.

For folios in demat mode for non ETF schemes, additional purchase transactions will be allowed. For redemption, it will allow only for CDSL based demat folio i.e. in folio which has demat details of CDSL as Depository only. Switch cannot be allowed.

Non individual Investors such as a company, HUF, trust etc. are not allowed to transact through IVRS

Existing Individual Investors (irrespective of mode of holding). All holders to be KYC compliant. The investor’s Email Id and Mobile Number needs to be registered in the said folio. A new investor or non-individual investors cannot avail for this facility

A written application for the change / registration of the joint holder’s email id is required, duly signed as per the mode of holding.

Only one common folio will be generated after the successful processing of multiple scheme transaction.

Note: The mode of payment viz, UPI and IMPS will be disabled if the total amount of purchase exceeds Rs. 100,000/-

You will get the email and SMS transaction confirmation after the successful processing of the transaction.

Yes. An email and SMS will be triggered to your email id and mobile number provided in the online application form.

Our server time at the instance of confirmation of the transaction will be considered as the final time to determine transaction time, cut-off time and consequentapplicable NAV.Also the NAV applicability will be basis scheme features and latest SEBI guidelines.

Yes. You can select different transaction type for each scheme as per your desire. However only one common transaction reference number will be generated for all the transactions submittedand shared with investor.

Note: One Inhouse reference number (IH number) will be generated for each scheme transaction for processing.

Currently the investors can do only new purchase transactions viz,

Multiple scheme selection is a facility which enables the investor to select two or more (maximum 10) schemes at a time while investing in Mutual Fund. The investor has to initiate the payment only once for all his multiple purchases. This facility saves a lot of time and is very convenient for the investors.

Procedure for SIP Modification in Partner Login :

1. Visit www.QuantumAMC.com > Partner Corner > Partner Login
2. Login with OTP
3. Select ‘SIP Modification’ under the ‘Transaction’ menu
4. Select/Enter the folio and click on ‘Submit’
5. The details of the existing SIPs will display. Click on ‘Modify’ for the SIP to be modified
6. Enter the required details and click on ‘Submit’
7. Confirm the SIP modification by clicking on ‘OK’ option
8. An email with the link to complete the SIP modification will be triggered to the investor’s registered email Id
9. After clicking on the link, the investor has to click on ‘Send OTP’. An OTP will be sent to investor’s registered email id & mobile number. Investor to confirm the transaction by entering the OTP received and has to click on ‘Submit’
10. An on-screen message will be displayed. Also an email and SMS acknowledgement will be triggered to the investor’s registered email id and mobile number respectively
11. The modification of SIP instructions will take a minimum of 15 days for registration.

1. The existing SIP will be cancelled within 15 days and till the cancellation is effected in the system, the earlier SIP installment may be debited from the investor’s bank account. Modification in SIP will be effected as per the Start date as approved by the investor.
2. If the modification is done in the SIP amount, the investor has to change the amount in the ‘Bill Pay’ section also of the Net Banking Portal, provided he have set any limit for the SIP amount while registering the URN.
3. SIP registered by investor through online mode only can be modified through this module.

The IDCW Transfer Plan is a plan through which the investors can transfer their IDCW amount as and when declared by the fund to any other scheme (excluding ETF schemes) at the applicable NAV.

IDCW Transfer Plan is available only in the Monthly IDCW option and is possible only from Quantum Liquid Fud - Monthly IDCW Payout Option and Quantum Dynamic Bond Fund – Monthly IDCW Payout Option to any other scheme.

How can I apply for IDCW Transfer Plan?
Currently the DTP request can be submitted only through offline mode. You need to fill Common Application Form to apply for DTP facility and submit it to our nearest point of acceptance. You may visit ‘Contact Us’ section to view the nearest branch location.

What is the minimum IDCW amount that can be transferred to the target scheme?
There is no minimum amount requirement for the IDCW amount that can be transferred. The entire IDCW amount declared in the source scheme will be transferred to the target scheme irrespective of amount.

What is the Turn Around Time (TAT) for a DTP registration?
The Turn Around Time (TAT) for registration of DTP is 10 business days.

What is the procedure to cancel DTP?
A written application needs to be submitted to the nearest point of acceptance for cancellation of your DTP. You may visit ‘Contact Us’ section to view the nearest branch location.

Note: IDCW stands for "Income Distribution cum Capital Withdrawal"

A transaction which requires minimal investment details and can be completed in a short span of time is known as a Quick Purchase Transaction.

The below is the procedure to initiate a quick new purchase on behalf of the investor.

1. Login with your ARN/RIA/RM under the Partner Login Module
2. Click on Transactions > Quick New Purchase
3. Enter the investor details as below:
   a. PAN (The investor’s name will be retrieved from the IT site automatically after entering the PAN)
   b. Aadhaar Number (Optional)
   c. Email id
   d. Mobile number
   e. Annual Income
   f. Occupation Type
   g. Scheme details
   h. Amount of Investment
4. Click on ‘Submit’
5. A link will be sent to the investor’s email id. The distributor will also be copied in this mail for reference purpose. (This link will be valid for 7 calendar days)
6. Investor has to click on the link to enter the bank details and click ‘send otp’
7. OTP will be sent to his registered email id & mobile number. Investor to confirm the transaction by entering the OTP received
8. Make the payment for the said transaction
9. Investor will receive an email and SMS acknowledgement as a confirmation for completing the transaction.

Note:

Investors can later submit online/offline/email request for any changes in the above details.

The Investor Advised option allows an investor to:

1. Contribute to any NGO listed with HYNGO on their website - www.HelpYourNGO.com, not just the NGOs mentioned in the list mentioned above.

2. Redeem his/her units and contribute any amount, not necessarily 5% or 10% of his/her holdings. However, the minimum contribution should be Rs. 500/-.

3. Get periodic Reports from HYNGO (on their website) on the utilisation of the donations.

4. Currently investors can opt for Investor Advised option through the offline mode only by submitting the SMILE facility form.*

5. This option can be availed by all Resident Indians and NRIs – whether or not they are citizens of India.

*For investors, as an exception for the lockdown period they can scan the SMILE Facility form and send it through an e-mail. This could change once the pandemic induced lockdown is reversed and branches open for business.

Please Click Here for the list of IMPS enabled banks for instant redemption facility.

No. Instant redemption facility is not available for the demat investors.

The AMC will first process the instant redemption request and later action on any other request.

The AMC reserves right to reject any redemption / switch out / systematic withdrawal or transfer request received through any other mode for any Calendar Day if an Instant Redemption request has been received subsequently and such instant redemption is pending for processing.

The redemption proceeds will be credited into the bank account selected while placing the instant redemption.
Note: The selected bank account should be IMPS enabled.

No. Currently there are no additional charges for instant redemption facility.

No. Currently you can apply for the instant redemption only via web transactions.

The instant redemption amount will be credited to investor’s account (incase all pre-requisites are fulfilled). Also we endeavor to credit the amount into investor’s account within 30 minutes from the transaction time. Incase of any failure of instant redemption payment (due to any bank issue etc), the amount will be credited to investor’s account as per existing SEBI guidelines.

Following is the procedure for Instant redemption.

The Instant Redemption transaction will be processed by applying lower of Previous Day NAV or Prospective NAV.

• (a) When the application is received up to 3.00 pm – the lower of (i) NAV of previous Calendar Day and (ii) NAV of Calendar Day on which application is received; will be considered.
• (b) When the application is received after 3.00 pm – the lower of (i) NAV of the Calendar Day on which such application is received, and (ii) NAV of the next Calendar Day will be considered.

The minimum amount for the instant redemption per day per PAN, is Rs. 500/- and multiple of Rs.1/ - thereafter.

With effect from 01st March, 2019 the maximum redemption amount shall be Rs. 50,000 or 50% of latest value of investment (as per last available NAV on records) in the scheme, whichever is lower. This limit shall be applicable per calendar day, per scheme, per investor.

1. The instant redemption facility is available for the growth option of Quantum Liquid Fund only
2. Only Resident Individuals and Resident Minor investors except Non Resident Individual can avail this facility.
3. Investor’s IFSC code and the core banking account number should be registered in the folio
4. Investor’s bank account should be IMPS (Immediate Payment Service) enabled
5. The instant redemption can be done only in terms of ‘amount’ only and not in ‘units’

Under the Instant Redemption (Access) Facility (“Instant Redemption”), the Fund shall endeavor to send the redemption proceeds to the selected registered bank account of the investor, instantly from the receipt of Instant Redemption Request using Immediate Payment Services (IMPS) provided by various banks in accordance with SEBI Circular No. SEBI / HO/ IMD/ DF2/ CIR/P/2017/ 39 dated May 8, 2017. Instant redemption is a type of redemption wherein the investor can get the redemption proceeds instantly i.e. he will get his redemption amount into his account within 30 minutes from the time of the redemption.

Please refer the below GST details of Quantum Asset Management Company Private Limited.

No. In such a case the investor has to approach his Depositary Participant.

The below Trail Commission Structure with effect from September 01, 2020 (Note - This is the Flat Trail Commission):

*Quantum India ESG Equity Fund, Quantum Multi Asset Fund of Funds & Quantum Gold Savings Fund commission has been revised from September 1, 2020

We wish to inform you that the above Trail Commission Structure shared is not quarter specific. Hence, please note that the same is applicable for all quarters. In case there is a change in our commission structure, we will notify you accordingly.

The chart below will explain what you need to do as an investor. In a nutshell, if you are a Direct investor with us, you need to simply sit back and relax as there’s nothing you need to do! ☺ - however if you have an ARN number along with your investment then the chart below will help you know the next steps

Investor subscribing under Direct Plan of a scheme will have to indicate ‘Direct Plan’ against the scheme name in the application form e.g. “Quantum Long Term Equity Value Fund – Direct Plan” and under ‘regular Plan’ “Quantum Long Term Equity Value Fund – Regular Plan”.

In case of valid application received without indicating any choice of plan then the application will be processed for plan as under:

In case of wrong/ invalid/ incomplete ARN codes mentioned on the application form, the application shall be processed under the Regular Plan. The AMC shall contact and obtain the correct ARN within 30 calendar days of the receipt of the application form from the investor/ distributor. In case, the correct code is not received within 30 calendar days, the AMC shall reprocess the transaction under Direct Plan from the date of application.

Quantum Mutual Fund does not deduct Transaction Charges and shall continue not to deduct Transaction Charges as allowed under SEBI Circular No. Cir / IMD / DF/13/2011 dated August 22, 2011.

Quantum Mutual Fund does not deduct Transaction Charges and shall continue not to deduct Transaction Charges as allowed under SEBI Circular No. Cir / IMD / DF/13/2011 dated August 22, 2011.

Quantum Mutual Fund does not deduct Transaction Charges and shall continue not to deduct Transaction Charges as allowed under SEBI Circular No. Cir / IMD / DF/13/2011 dated August 22, 2011.

Investors subscribing under Direct Plan of a Scheme will have to indicate “Direct Plan” against the Scheme name in the application form e.g. “Quantum Long Term Equity Value Fund – Direct Plan” and under Regular Plan “Quantum Long Term Equity Value Fund – Regular Plan”.

Investor should indicate the Direct / Regular Plan for which the subscription is made by indicating the choice in the application form as explained above. In case of valid application received without indicating any choice of plan then the application will be processed for plan as under:

In cases of wrong/ invalid/ incomplete ARN codes mentioned on the application form, the application shall be processed under Regular Plan. The AMC shall contact and obtain the correct ARN code within 30 calendar days of the receipt of the application form from the investor/ partner. In case, the correct code is not received within 30 calendar days, the AMC shall reprocess the transaction under Direct Plan from the date of application.

The procedure to initiate a transaction by Partner/RIA on behalf of the investor is:

Visit www.QuantumAMC.com > Partner Corner

• Select Partner Login option

• Login with your ARN / RIA code / Mobile number & OTP

• Click on "Initiate Transaction" tab

• Select the Folio number or enter the Folio number under which transaction needs to be initiated

• Enter all the required details and click on ‘Submit’ option. The link to confirm the transaction will be sent to the investor’s registered email id with a copy to the Partner’s/RIA’s Email ID through whom the transaction has been initiated.

• The investor has to click on the link and have to confirm the transaction and make the payment

• Investor will receive an email acknowledgement as a confirmation for completing the transaction.

Below structure is effective from September 01, 2020. *New commission structure for Quantum India ESG Equity Fund, Quantum Multi Asset Fund of Funds & Quantum Gold Savings Fund w.e.f September 01, 2020

Below structure is effective from March 01, 2019. *New commission structure for Quantum Liquid Fund w.e.f February 1, 2020

Structure for Quantum Funds, from Dec 01, 2018 till Feb 28, 2019.

Yes, Investors can switch from Direct Plans to Regular Plans without attracting any Exit Load. However, any tax implications, if applicable as a result of the switch will have to be borne by the investor. In case of eventual redemption, the applicable date for calculation of exit load will remain the date of initial purchase, not the date of switch.

To know about the switch process please refer - Quantum Mutual Fund Schemes > What is switch? Explain procedure of switch.

1. Dedicated Relationship Manager.
2. E-Kyc for your investors.
3. Investor Awareness Programs for your investors.
4. Regular market & investment updates.

Online:
After submitting the Online Partner Registration application, it will take 3 business days for the verification process. Click Here to be a Quantum Partner.
Offline:
Approximately it will take 10 working days for Partner registration with Quantum Mutual Fund.

The Partner/RIA can associate with us either through offline or online mode.
Online:
1. Click on the tab "Partner Corner” > Get Empanelled.

2. Partner to enter either broker code / RIA code (for e.g. If the ARN code is 12345, the partner needs to enter “12345”) and accept the terms and conditions.

3. If Partner has not done the registration with Quantum MF – System will take to the next screen of OTP Verification.
On the OTP Verification Screen – There are 3 scenarios based on the availability of contact details –
Scenario 1 -
Partner/RIA is already registered with any Kfintech Serviced Fund House. Also the e-mail ID and mobile number are available in Kfintech records
• System will populate the contact details (masked). Also the partner will get an option to add alternate email ID and mobile number. And the OTP will be sent to the registered details as well as on the alternate contact details.
• Post successful OTP validation using the already available contact details, the System will allow the Partner/RIA to go to the ‘Partner Details’ screen, pre-populate all the available details and submit the request.
Scenario 2 -
Partner / RIA is already registered with any Kfintech Serviced Fund House. However, the e-mail ID and / or mobile number is not available or old contact details registered in Kfintech records are not updated:
• The System will allow the Partner to enter his / her contact details (e-mail ID & mobile number) an OTP will be sent to the registered details.
• Post successful OTP validation, the system will allow the Partner to go to the 'Partner Details' screen.
• On this screen, name, e-mail ID and mobile number would be pre-populated and other details will have to be entered by the Partner/RIA to submit the request.
Scenario 3 -
Partner / RIA is not registered with any Kfintech Serviced Fund House.
• The System will allow the Partner to enter his / her contact details (e-mail ID & mobile number) and OTP will be sent to the registered details.
• Post successful OTP validation, the system will allow him / her to go to the 'Partner Details' screen.
• On this screen, name, e-mail ID and mobile number would be pre-populated and other details will have to be entered by the Partner to submit the request.

4. Validate your contact details through OTP Verification Screen

5. Submit the Partner Details asked for on the screen.

Offline:
Partner Registration Form along with the supporting documents as prescribed in the form.

Any of the following entities can become a Partner of the products of mutual funds by obtaining an ARN code from the Association of Mutual Funds in India (AMFI) and can register themselves as Partner with us: Individuals, sole proprietorships, partnership firms, companies, societies, co-operatives and trusts.

Even an SEBI Registered Investment Advisor (RIA) can become a Partner with Quantum Mutual Fund.

The percentage of contribution will be registered at folio level. However, the donation amount / contribution that you choose will be deducted at scheme level (basis the scheme opted by you).

You can do a registration for the SMILE Facility either Offline or Online.

Offline*: You have to fill the SMILE Facility Form indicating the Registration option.

Online: Login with your user id/PAN and password/OTP on the Invest Online Portal > Click on SMILE under Manage Account Tab > Complete the procedure.

*For non-individual investors, as an exception for the lockdown period they can scan the SMILE Facility form and send it through an e-mail. This could change once the pandemic induced lockdown is reversed and branches open for business.

Yes. The investor will receive an email as well as an SMS confirmation post any registration/ modification/cancellation.

You may submit an offline* form for modification / cancellation of the registered SMILE. You can also do this through your invest online login under the section Manage Account > SMILE.

*For non-individual investors, as an exception for the lockdown period they can scan the SMILE Facility form and send it through an e-mail. This could change once the pandemic induced lockdown is reversed and branches open for business.

An investor can change the list of NGO and percentage of contribution at any point of time. However, the amount will be distributed according to the latest details registered as on September 30.

The Management Fees excluding scheme expenses on SMILE units received by the AMC from Fund will be paid to HYNGO for operating and managing SMILE facility on behalf of the AMC.

As an investor and donor, you will receive 80G Tax Receipt(s)/or donation receipt from HYNGO for the donation amount, so that you can claim tax benefit. You will also receive confirmatory mails from HYNGO about receipt and transfer of the contributed amount to the NGO(s) chosen by you.

The amount contributed by investors will be transferred to HYNGO’s account within 10 business days. The amount contributed will be in round integers or Rs. and not in paise decimals, with decimals upto 0.49 getting rounded off to the lower end and decimals from 0.50 rounding off to the higher end.

If the investor has chosen the option of donating 10% of the corpus to select NGOs every 30th September, in such a scenario 5% of the donation is retained by HYNO Foundation as admin & due diligence cost.

If the investor has opted to donate at the time of redemption, then in such a scenario:
(a) if the donation < INR 1000/- then it is treated as a general donation to HYNGO Foundation &
(b) if the donation > = INR 1000/- then it is treated as a corpus donation to HYNGO Foundation

If the Investor Advised option is selected, then the investor has the liberty to choose:
1. NGO grantee/s
2. Payout date/s
3. % contribution

5% of the donation is retained by HYNGO Foundation as admin and due diligence cost.

HYNGO will retain 5% of the contribution amount from investor as fees for administration and due diligence cost.

Yes. As the Contribution will be done by way of redemption of units, the same will be subject to exit load. The long term / short term capital gain tax as may be applicable depend on the nature of scheme and holding period of units.

Donation can be made:

• At the time of redemption
• Annually every year, on 30th September &
• Investor Advised Contribution

I – Annual Contribution Option:
1. 10% of the contribution from the holding of the investor under the folio tagged for SMILE at the end of each year ended September 30 shall be made by way of automatic redemption of units. Please refer the detailed example below;

(a) Holding as on September 30, 2020 is Rs. 5,000 and the investor has selected an option of 10% of the Value.
(b) 10% of Rs 5,000 + load (if any) = Rs. 500 (will be deducted as partial redemption done automatically)

2. Investor to select from a list of 7 NGOs at the time of initial request.

3. Minimum 1 and Maximum 2 NGO can be selected.

4. If no NGO is/are selected then the contribution will be made to the HYNGO Foundation as General Donation.

5. Investors to prescribe a percentage (%) of contribution to be distributed to each NGO in the form.

6. Investors can change their NGOs and % of contribution any time. However, the amount will be distributed according to the latest request registered as on September 30.

7. HYNGO Foundation will transfer 95% of the contribution to respective NGOs and will retain 5% with it as General Donation to HYNGO Foundation.

II - Investor Advised Contribution Option:
Investor can contribute minimum amount of Rs. 500/- by way of redemption anytime from folio tagged with SMILE to NGOs. The details of NGOs available for contribution are uploaded on the HYNGO India Private Limited website www.helpyourngo.com

HYNGO Foundation will transfer 95% of the contribution received under 2(I)(4) and Investor Advised Option to respective NGOs and will retain 5% with it as General Donation to HYNGO Foundation.

III - Contribution At the time of Redemption Option:
Investor can contribute minimum amount of 1% of redemption amount subject to maximum of Rs.1000/- or such other amount at the discretion of the investor from the total redemption amount to HYNGO Foundation as donation. If the contribution amount is less than Rs. 1000/- then that will form part of General Donation to HYNGO Foundation and if contribution amount is more than or equal to Rs.1000/- then it will form part of Corpus Donation to HYNGO Foundation. In case of Corpus Donation to HYNGO Foundation, HYNGO Foundation will retain 5% as fees and disburse 95% every year to support credible NGOs over a period of times.

The Contribution 10% or Investor Advised or at the time of redemption will be done by way of redemption of units subject to exit load. The long term / short term capital gain tax as may be applicable depend on the nature of scheme and holding period of units.

In case of Partial Redemption the units towards contribution to SMILE will be addition to the redemption units and in case of full redemption units towards contribution to SMILE will be net off from the total units.

An investor can opt for minimum 1 and maximum 2 NGOs for this facility.

Eligible Schemes for the SMILE Facility are:

• Quantum Long Term Equity Value Fund,
• Quantum Equity Fund of Funds,
• Quantum Dynamic Bond Fund,
• Quantum Multi Asset Fund of Funds
• Quantum Gold Savings Fund
• Quantum Liquid Fund
• Quantum India ESG Equity Fund

Schemes Not Eligible for SMILE Facility are:

• Quantum Tax Savings Fund
• Quantum Gold Fund ETF
• Quantum Nifty 50 ETF

The SMILE facility enables an Investor, on the basis of his consent, to contribute some percentage of his/her Investment with Quantum Mutual Fund towards a charitable cause to any NGOs (maximum two) registered with the "HelpYourNGO" Foundation (HYNGO).

In cases where the Investor in not contactable and the verification/confirmation call was completed over a call/email through Q-Mitra/s, a separate communication will be triggered via SMS/Email to the Investor as well as Q-Mitra/s.

Yes. An email will be triggered to the primary holder as well as the appointed Q-Mitra/s post successful registration and also in case of addition /modification/deletion in Q-Mitra Details

The following are the roles of a Q-Mitra.

• Initiate a transaction - A person appointed by the investor as the Q Mitra can initiate a transaction request on behalf of the investor. The transaction request initiated by the Q Mitra shall be processed on confirmation / verification from the investor. If for any reason confirmation / verification is not completed then the transaction initiated by Q Mitra will not be processed and request shall stand rejected by the AMC.
• Verification Call - The Q-Mitra will be contacted by Quantum Mutual Fund only if the primary holder is not contactable for any verification / confirmation through call/email. Post successful registration of Q-Mitra, he will be authorized to verify/confirm on behalf of the Investor over the call/email received from our Customer Care Team and the verification calls are made to Investors presently for transactions submitted by Investors through Whatsapp, Hike, SMS, Email etc. Also calls are made for guiding the investor in case of any rejections and for collecting Investor details. In case the Investor is not contactable, these calls as mentioned above will be made to the registered Q-Mitra.

The request will be processed within 10 working days from the day the request was received.

Note : The request is liable to be rejected incase any discrepancies are found while processing the request.

Yes. You can modify as well and delete the details of your Q-Mitra.

Modification of the Q-Mitra details:

Note: Only Email Id and mobile number can be modified through the ‘Modify’ option.

Deletion of Q-Mitra details:

Q-Mitra can be registered online as well as through the offline mode.

Only a KYC Compliant resident individual is eligible to be a Q-Mitra.

Following mandatory details required from the person designated as a Q-Mitra :

1. PAN Card number
2. Name of the Q-Mitra
3. Email Id
4. Valid mobile number not more than 10 digits

1. This facility is available for existing individual investors only.
2. All unit holders in the folio should be KYC compliant to avail this facility.

Q-Mitra is a facility that will allow the primary holder in the folio to authorize a self-appointed person(s) to act on his/her behalf. The transaction will be initiated only by the Investor and the other designated person will be approached only for verification / confirmation. The verification / confirmation call to Q-Mitra will be for any of the Investor details also.

To check the performance of the Quantum Dynamic Bond Fund you will have to go through the current factsheets.
Click here for detailed Scheme Factsheet.

The current expense ratio of the Direct Plan of the Quantum Dynamic Bond Fund is 0.67% p.a. with effect from December 21, 2020 (Post GST). The expense ratio for the Regular Plan is 0.79% p.a. with effect from December 21, 2020 (Post GST).

• Change or Updating of Mobile No / Residence No / Office No / Fax No
• Updating of IFSC / MICR No / Bank Address
• Change / Updating for Date of Birth
• Change of E-mail ID
• SOA Request
• FATCA updation
• Aadhar Number Updation

The processing of transactions will be done as per applicable NAV in accordance with SEBI Mutual Fund Regulations i.e to consider cut off timing and availability of funds for utilization for determining the applicable NAV the provisions of the respective Scheme Information Documents of the Scheme will be considered.

In case of transaction submission through OTP option:
The transaction is deemed to be completed and processed subject to backend based additional validations.

Incase of transaction submission without OTP :
For the purpose of determining the applicable NAV in accordance with SEBI Mutual Fund Regulations, the system recorded date and time at the end of the verification / confirmation call will be considered. The transaction shall then be processed afterwards subject to further validity of request.

Note : There may be delay in delivery / difference in the date and time of the website request received at the server of the AMC and the date and time of the server through which you have sent the message and also the AMC server may not receive / reject the message sent by the you.

Physical Fax –

• The investor needs to send a fax on our toll free number – 1800-22-3864
• This hard copy of fax received will be time stamped under the time stamping machine and the applicable NAV will be allotted on basis of timestamp and fund utilization in accordance with SEBI (Mutual Funds) Regulations.
• The investor needs to subsequently send the original copy of the faxed document to our office.

Email Fax -

•  The investor needs to send a fax on our toll free number – 1800-22-3864
• This Fax will be converted into image attachment by the software and will be transmitted to the Email Id - [email protected] as an attachment.
• Unit allotment done depending on fax received time in server (subject to verification of request)

You can generate a new TPIN. Please refer the flow chart to generate a new TPIN.

Note: The old TPIN will be deactivated once you generate a new TPIN.

Except for "Change Mobile Number", you will be able to avail all other Service Request facilities in IVR. Mobile Number cannot be changed using TPIN on IVR for Demat folios because the contact details are captured in the folio on the basis of the BENPOS (Beneficiary Position) Report received from the respective Depository Participant (DP).

Investor will receive a call for intimation on the registered contact numbers; subsequently, an email will be triggered to the investor’s registered Email Id giving a status update on the Service Request Id.

Note: For the request of Email Statement of Account (SOA), Service Request Id will be closed once Email copy of SOA is sent to the investor on his/her registered Email Id.

Below are the folio-based Services Requests which can be requested using TPIN on IVR:

1. Statement of Account (Both Email & Physical)
2. Unlock User Id / PIN
3. Reset Password
4. Change Mobile Number
5. FATCA Updation

After appropriate selection of above-mentioned service request on IVR, a Service Request Id will be generated and sent on the registered 10 digit Mobile Number of the respective Folio Number.

Please follow the below process for TPIN generation:

1. Dial our toll-free number and press 3 from Main Menu
2. Enter and confirm the folio number
3. From the list of service options prompted in the next menu on the IVR [i.e – (1) Generate a new TPIN, (2) Enter TPIN and (3) Change TPIN], press 1 to select the Generate a new TPIN option
   
4. A 5-digit TPIN will be sent to the Mobile Number registered with us under the respective folio number

Note: TPIN is triggered and sent only to the 10-digit Mobile Number registered with us in our records under respective folio number and it should not be prefixed with 0, 91, +91, 091, or +091 to enable them to receive TPIN through SMS. Currently, TPIN will not be triggered to the Overseas Mobile Number registered in the folio.

TPIN is a unique 5-digit folio-based Telephonic Personal Identification Number (TPIN) that allows investors to authenticate themselves on the IVR to access folio-related basic information along with placing Service Requests on IVR.

Please Click Here to refer the complete flowchart of IVR, for ready reference. However, please note that an investor will be able to invest only in Direct Plans through the IVR. Regular Plan transactions will be introduced soon.

• IVR stands for Interactive Voice Response (IVR), a technology that allows an automated system to interact with humans through the use of voice and Dual Tone Multi-Frequency signaling (DTMF) tones input via keypad. IVR allows customers to interact with a company’s host system via a telephone keypad after which they can service their own inquiries by following the IVR dialogue. IVR systems can respond with prerecorded or dynamically generated audio to further direct users on how to proceed.

Yes. On acceptance of the application for subscription, an allotment confirmation along with the account statement (password protected) specifying the number of units alloted by way of email/or SMS (if the mobile number is not registered under the Do Not Call Registry) within 5 business days from the date of receipt of transaction request is triggered to the investor. The password to open transactional statements is Primary holder’s / Guardian PAN in capital letter

Note: For G-mail users here are the below steps to open the PDF statement:

1. Click on the PDF attachment and enter the password
2. Click on ‘Open With’
3. Select ‘DocHub or Lumin PDF’
4. Please enter your Password and click on create document
5. After clicking on Create document it will open the document.

Thereafter, a CAS for each calendar month shall be sent by mail/email on or before 10^th of the succeeding month to the unitholders.

Also you can generate the Statement of Account via login using password at our Invest Online Portal /Mail Back Facility.

Note: The password to open the statement generated via Login using password/Login using OTP/Mail Back facility will be the first holder / guardian PAN (in capital). For example, if the PAN is ABCDE1000F, then the correct password will be ABCDE1000F and not abcde1000f.

PAN Exempt Investor : Please enter the reference number provided by KRA (in capital) to open the attachment.

For Physical Fax –
Post receipt of the Fax, the request will be time stamped under the time stamping machine and the applicable NAV will be allotted on basis of timestamp and fund utilization in accordance with SEBI (Mutual Funds) Regulations i.e. to consider cut off timing and availability of funds for utilization for determining the applicable NAV the provisions of the respective Scheme Information Documents of the Scheme will be considered.

For Email Fax -
The processing of transactions will be done as per applicable NAV in accordance with SEBI Mutual Fund Regulations i.e. to consider cut off timing and availability of funds for utilization for determining the applicable NAV the provisions of the respective Scheme Information Documents of the Scheme will be considered.

For the purpose of determining the applicable NAV in accordance with SEBI Mutual Fund Regulations, the system recorded date and time of the fax received by the system / Server of the AMC / Registrar. The transaction shall then be processed afterwards subject to further additional backend validity of request.

Note : Incase there is any missing details found in the fax sent, then the same will be rejected.

You need to register your bank through the One Time Mandate form for transfer of funds to the AMC’s account against your purchase transaction. Please Click Here to know more on One Time Mandate Facility.

You can also transfer funds to AMC’s bank account before sending SMS for the Financial Transaction Request through NEFT / RTGS facility.

Please Click Here and refer the question “Which are the Quantum collection bank account details to initiate an NEFT/RTGS transfer?” for our collection bank account details.

Physical Fax –
• The investor needs to send a fax on our toll free number – 1800-22-3864
• This hard copy of fax received will be time stamped under the time stamping machine and the applicable NAV will be allotted on basis of timestamp and fund utilization in accordance with SEBI (Mutual Funds) Regulations.
• The investor needs to subsequently send the original copy of the faxed document to our office.

Email Fax -
• The investor needs to send a fax on our toll free number – 1800-22-3864
• This Fax will be converted into image attachment by the software and will be transmitted to the Email Id - [email protected].com as an attachment.

Note –
• After the necessary confirmation / verification for the fax transaction the AMC will send an acknowledgement email to the investor for acceptance or non-acceptance of the transaction. Such acknowledgement email from the AMC shall be considered as valid acceptance or non-acceptance of the transaction request and processed subsequently subject to additional bank-end validity of request.

This facility will be available to existing registered individual investors and joint holders where the mode of holding is ‘Individual ‘or ‘Anyone or Either or Survivor’ or ‘Joint’ and who are KYC compliant. Even non-individual investors who are KYC compliant are eligible for transactions through Fax / E-Mail fax.
Note: For Individual Investors the Email Id of the investor needs to be registered under his folio. For the Non-Individual Investors their Email ID  has to be registered under their folio to avail the ‘Email with Attachment’ facility however it is not mandatory for fax transactions.
A new investor who wish to avail this facility shall be first required to subscribe for units through other modes of transaction i.e. offline or through the ‘Invest Online’ option provided on our website. Post which they can avail for transactions through this facility.

Please check our FAQs on SIP Online to know the procedure to register an online SIP.

Yes. For investors who are not KYC compliant as per the latest KYC norms and are investing with the use of Aadhaar, the amount invested by the investor should not exceed Rs.50,000/- per financial year per Mutual Fund and payment for the same is made through electronic transfer from the client's bank account registered with the Mutual Fund.

Post completion of IPV, the investor will not have any limit for his/her purchase transactions.

1. You visit the Invest Online section on our website Click on ‘Click Here’ under the ‘Create New Folio’ tab
2. Enter your PAN, Email Id, mobile number, Date of Birth, Aadhaar card number. Enter the OTP which will get triggered to your mobile number registered with Aadhaar and click on ‘Save & Continue’.
   In case of minor investor, the minor PAN to be entered in this page (incase available). Incase minor PAN not available, the guardian PAN is mandatory to be provided under ‘Personal Details’ section
3. You will be directed to Karvy KRA website if your PAN is not registered with any KRA. You will receive an OTP on the mobile number registered with Aadhaar, which you need to enter to proceed further.
4. Check the personal details and photograph retrieved from the Aadhaar and auto-populated on the screen. Fill in the additional details like Father/Spouse name, marital status etc. as required which are not retrieved from Aadhaar.
5. Upload the scanned copy of your signature in JPG or JPEG format for KRA records, which would be required for future Offline transactions.
6. E-Sign (digitally sign) the e-KYC application submitted by you through OTP option.
7. Post submission and successful validation of OTP (received on the mobile number entered in step no. 2 above), you can continue with your investment on the Invest Online portal.

 Note: E-IPV process will be carried out by our Customer Relations team after scheduling an appointment with you to enable you to invest above Rs. 50,000/-.

Pre Requisites

1. Your PAN should not be available/registered in any KRA
2. Mobile number must be registered in Aadhaar record
3. Scanned copy of signature for KRA records which would be required for future offline transactions
4. Valid for investments up to Rs. 50,000/- only
   
   

1. Visit www.QuantumAMC.com
2. Click on ‘Invest Online’
3. Click on ‘Click Here’ under the ‘Create New Folio’ tab.
4. Enter your PAN, Email Id, mobile number, Date of Birth, Aadhaar card number. Enter the OTP which will get triggered to your mobile number registered with Aadhaar and click on ‘Save & Continue’. In case of minor investor, the minor PAN to be entered in this page (incase available). Incase minor PAN not available, the guardian PAN is mandatory to be provided under ‘Personal Details’ section.
5. Complete your online investment process.

Note : The Aadhaar card number mentioned by investor will be validated as per the details registered with Unique Identification Authority of India (UIDAI).

No, there are no charges for Online KYC through Quantum website.

This is a completely new paperless initiative introduced for the first time in the Industry by Quantum Mutual Fund for our prospective investors.

Note: Document upload in case of Resident individual is optional and for NRI’s the document upload is mandatory. There will be independent validation of supporting data. Quantum Mutual Fund reserves the right to ask for any additional document, if required further, to establish the applicant’s Proof of Identity and Proof of Address.

Once EIPV, is successfully completed, Quantum team will enter the details of the Online KYC application in the (relevant) KRA POS for processing the EKYC application for KYC compliance. Below are the steps involved in the process:

After submitting the KYC form online, the applicant will receive a call/ e-mail for E-IPV procedure. E-IPV is electronic In-Person Verification as mandated for KYC compliance. During the E-IPV process, we shall record the following:

The list of documents required to be scanned and uploaded for completing the Online KYC compliance process are as follows:

Resident Individual

Non Resident Individual

1. Investors having Aadhaar linked with active mobile number will only be able to apply for E-KYC to complete the E-Sign process. This process requires Aadhar / Virtual Number and OTP verification on the mobile linked with Aadhaar records which is carried after validation and before final upload in KRA / CKYC.

2. The NRI investors who are mariner can upload their CDC copy self-attested in absence of foreign address proof.

3. Please note if there is a difference in “Address of Correspondence” & “Permanent Address” of the applicant, separate address proof needs to be submitted for “Permanent Address”.

This facility will be available to all Individual investors where the mode of holding is 'Single' or 'Anyone or Either or Survivor' or 'Joint'. It can be availed by investors whose PAN is not KYC compliant as per latest KYC norms; provided the investor has a valid Aadhaar card number.

Online KYC or Electronic KYC is a procedure provided by Quantum Mutual Fund for KYC compliance that allows you to complete your KYC formalities completely online, without any paperwork whatsoever. KYC is now mandatory before investing in Mutual Funds. Online KYC is a simplified KYC for investments based on PAN and Bank Account no. details.

Online KYC is an initiative of Quantum Mutual Fund that offers you a paperless KYC process. Online KYC eliminates issues faced by an Investor while doing their KYC, particularly Applicants / Investors residing in B15 cities and outside India while doing their IPV, since everything is now online.

To update your FATCA details please follow the below steps.
• Login to the Invest Online portal with your User ID and password/OTP.
• Navigate to the Manage Account tab in the top bar. Select “FATCA Request” option from the appearing dropdown menu.
• Fill all the details in FATCA form and upon submission, the same will be updated in the selected folio.

Please note that you need to be KYC compliant to invest with us. Click here to know more about KYC.

To invest offline in India’s 1st Direct to Investor Mutual fund, investors are requested to follow the steps given below:

Collecting the Application Form

You can download the form from our website Click here to download the form now.

You can also collect the physical application form from any of our offices, as per the addresses below:

Complete the form and attach mandatory documents

Fill your personal details like name, address, phone no., email id and bank account information and attach the below mentioned documents:

Submit the Application Form

You can submit your physical applications along with all required supporting documents as mentioned below:

Investor to submit to us a completed and signed Unclaimed Redemption/Dividend Form (available in the download section of our website).

Note:

Please note that you need to be KYC compliant to invest with us. Click here to know more about KYC.

To invest offline in India’s 1^st Direct to Investor Mutual fund, investors are requested to follow the steps given below:

Get in touch with a SEBI registered Broker or Trading Member and open a new DEMAT account as well as Trading account. If you already have an existing demat account say for holding of your securities, same account can be used for holding mutual fund units in demat form also.

Note: broker should have obtained AMFI Registration Number (ARN) from Association of Mutual Funds of India (AMFI).

Some of the popular brokers are HDFC Securities, ICICI Direct, Sharekhan, Indiainfoline etc.

After this, broker would be in a position to confirm the details of order to the investor.

By end of the day member would be able to issue Contract Note containing particulars of Mutual Fund Scheme, value of subscription, brokerage and service tax applicable. In cases of rejection of the order, reason for rejection would also be communicated by the member.

Once he receives the confirmation and delivery of mutual fund units in to his account he will transfer the same to Investor’s account. The investor should be able to see his Mutual fund units by logging in to his demat account.

Note: The investor does not get any kind of confirmation or account statement from the respective MUTUAL FUND or AMC for the units bought.

NSE has started an online order collection system specially for transacting in Mutual Funds called as MFSS. Click here to read more .

Please note that you need to be KYC compliant to invest with us. Click here to know more about KYC.

To invest offline in India’s 1st Direct to Investor Mutual fund, investors are requested to follow the steps given below:

Collecting the Application Form

You can download the form from our website Click here to download the form now.

You can also collect the physical application form from any of our offices Or collection centers, as per the addresses below:

Complete the form and attach mandatory documents

Fill your personal details like name, address, phone no., email id and bank account information and attach the below mentioned documents:

Submit the Application Form

You can submit your physical applications along with all required supporting documents as mentioned below:

The various types of Triggers available to the Unit holder are:< /p>

a. Event-based Triggers: Unit holder can also set triggers based on the occurrence of a particular external event that affects the value of investment. For example,

• Value of investment reaches or crosses a particular value
• Investment Value appreciates by specified %
• Capital appreciation of a particular amount
• NAV reaches or crosses a particular value
• NAV appreciates by specified %
• Switch on a particular day or date
• BSE Sensex Rise/Fall by specific points/percentage
• BSE /NSE Sensex reaches specific points/percentage
• NSE NIFTY Rise/Fall by specific points/percentage

b. Time based Triggers: Time based triggers are actioned on the day and /or date opted by the investor. For e.g. If investor has opted particular day or date trigger for redeeming specified amount to buy some gift for his/her relative’s birthday, a trigger could be set based on the date as requested by the Unit holder or Investor can give a redemption request before a specific date - 25th Wedding Anniversary,  retirement date, three years from date of trigger or  son/daughter reaches the age of 21.

A Trigger will activate a transaction / alert when the event selected for has reached the value greater than/ equal to the specified particular value i.e. Trigger Point.

Eg:  Mr. Z bought 5000 units at NAV of 11.00. If  Mr. Z wants to switch all his units when the NAV reaches 15.00, he has to keep track of the NAV daily and then send a switch request within a stipulated time period for effecting the switch at the NAV of the intended day.

However, instead of keeping a track of the NAV everyday, Mr.ZA can set a Trigger: To switch all units when NAV is 13 or more. In this case, the AMC will keep track on behalf of Mr. Z and switch his units on the day when the NAV reaches 13 or more. Thus Trigger is useful in financial planning.

• Full switch from Liquid Scheme into other schemes of Quantum Mutual Fund
• Switch of certain number of units
• Switch of certain amount
• Switch of only gains into other schemes of Quantum Mutual Fund
• Switch original investment amount in Liquid scheme to any other scheme.
• Switch Gain amount in Liquid Scheme to any other schemes

Systematic withdrawal plans are used by investors to create a regular flow of income from their investments. Investors looking for income at periodic intervals for e.g. funding a travel plan during the children’s summer vacations, also set up their withdrawals in such a way that the cash is available when most required.

For an SWP you can invest a lump sum amount in one scheme and regularly withdraw a pre-defined amount into another scheme.

Let us assume you have 5,000 units in a Mutual Fund scheme. You have given instructions to the fund house that you want to withdraw Rs. 8,000 every month through SWP.

Now let''''s assume that on 1 December, the Net Asset Value (NAV) of the scheme is Rs. 20.
Equivalent number of MF units = Rs. 8,000 / Rs. 20 = 400 units
400 units would be redeemed from your MF holdings, and Rs. 8,000 would be given to you.
Your remaining units = 5,000 - 400 = 4600 units

Now let''''s assume that on 1 January, the NAV is Rs. 16.
Equivalent number of units = Rs. 8,000 / Rs. 16 = 500 units
500 units would be redeemed from your MF holdings, and Rs. 8,000 would be given to you.
Your remaining units = 4600 - 500 = 4100 units

This way, units from your mutual fund holdings are redeemed in a systematic way to provide you with continuous income.

Yes, you can cancel your existing SWP. To cancel your SWP request, kindly submit to us a duly signed written request or Systematic Transaction Form by all the unit holder(s) according to the mode of holding. In the written request, kindly mention your folio number, the SWP amount, SWP date and the scheme name in which you wish to cancel the SWP and tick on ‘Cancellation’ in case you are submitting the SWP form.

You can modify the offline SWP via online mode. Please Click Here to modify your SWP..
Mutual Fund investments are subject to market risks, read all scheme related documents carefully.

Note:
Your request for SWP cancellation (through offline/online) needs to be submitted 10 working days prior the SWP date.
The modification can only be done in the SWP amount and the SWP end period.

For New Investors:

Fill all the required information and attach the below mentioned documents as supporting.

For Existing Investors

Fill all the required information and attach the below mentioned documents as supporting.

Duly filled and signed Systematic Transaction Form

Submission of the Form

You can submit your physical applications along with all required supporting documents at the addresses mentioned below:

Yes, you can modify/cancel your online SWP.
If you wish to modify/cancel the existing SWP registered with us, you can do so by following the below mentioned procedure:

1. The online SWP modification/cancellation request needs to be submitted 10 business days prior to the next STP date opted by you online.
2. In case the modification request received involves change in the SWP amount and if any SWP installment is due within 10 business days from the date of modification request received, the said installment will be processed as per the amount of the SWP registered before modification
3. Modification can only be done in the SWP amount and SWP end period

The Online SWP facility is available at NO CHARGE.

You will receive a confirmation email/SMS with the details of your Online SWP after successfully completing the registration process on our website.

You can also check the status of your registration under the section '' Commercial Transactions > SWP > Registered SWP ''.

Currently only an existing investor with Quantum Mutual Fund can invest in SWP through our online SWP option.

1. Visit www.QuantumAMC.com.
2. Click on Invest Online section and log in using your User id/PAN and Password/OTP.
3. Under ‘Transact’ click on "SWP"
4. Click on ‘New SWP Registration’
5. Click on ‘Register SWP’ for the respective source scheme
6. Fill up the Online SWP registration form
7. Click on ‘Submit’ and confirm the SWP registration request by clicking on ‘Confirm’ option

Systematic withdrawal plans are used by investors to create a regular flow of income from their investments. Investors looking for income at periodic intervals for e.g. funding a travel plan during the children’s summer vacations, also set up their withdrawals in such a way that the cash is available when most required.

For an STP you can invest a lump sum amount in one scheme and regularly withdraw a pre-defined amount into another scheme.

Let us assume you have 5,000 units in a Mutual Fund scheme. You have given instructions to the fund house that you want to withdraw Rs. 8,000 every month through SWP.

Now let''s assume that on 1 December, the Net Asset Value (NAV) of the scheme is Rs. 20.
Equivalent number of MF units = Rs. 8,000 / Rs. 20 = 400 units
400 units would be redeemed from your MF holdings, and Rs. 8,000 would be given to you.
Your remaining units = 5,000 - 400 = 4600 units

Now let''''s assume that on 1 January, the NAV is Rs. 16.
Equivalent number of units = Rs. 8,000 / Rs. 16 = 500 units
500 units would be redeemed from your MF holdings, and Rs. 8,000 would be given to you.
Your remaining units = 4600 - 500 = 4100 units

Yes, you can cancel your existing STP. To cancel your STP request, kindly submit to us a duly signed written request or Systematic Transaction Form by all the unit holder(s) according to the mode of holding. In the written request, kindly mention your folio number, the STP amount, STP date,  the scheme name in which you wish to cancel the STP and tick on ‘Cancellation’ in case you are submitting the STP form.

You can modify the offline STP via online mode. Please Click Here to modify your STP.
Note:
Your request for STP cancellation (through offline/online) needs to be submitted 10 working days prior the STP date.
The online modification of STP can only be done in the STP amount and the STP end period.

For New Investors:

Fill all the required information and attach the below mentioned documents as supporting.

Note : Incase of first time purchase in Quantum Liquid Fund, a request for STP registration can be submitted only after allotment of units in this scheme. (Since allotment of units happen only after realization of funds)

For Existing Investors

Duly filled and signed Systematic Transaction Form

Submission of the Form

You can submit your physical applications along with all required supporting documents at the addresses mentioned below:

When you feel that your portfolio needs rebalancing, STP comes in handy and saves you from lots of operational hassles that would otherwise go in transferring funds into equity schemes.
When market conditions are in favor of equity growth in near future, it’s good to skew your portfolio towards equity for better returns with the help of STP.

For an STP you can invest a lump sum amount in one scheme and regularly transfer a pre-defined amount into another scheme. Commonly, investors park a lump sum amount in a debt fund, from where a regular amount is transferred at periodic intervals into specific equity-oriented funds. It is similar to the drip investing concept of an SIP, the only difference being that money flows from one fund to another in case of an STP instead of being transferred from your bank account. This eliminates the risks associated with timing the market in case of lump sum investments and in turn offers the benefit of rupee cost averaging. You may choose a daily, weekly, monthly or a quarterly transfer plan, as per your needs.

For an STP, you have to choose a fund from which the transfer is taking place (Transfer of scheme or fund) and a fund to which the transfer is taking place (Transferee Scheme or Fund). Transfers can be made daily, weekly, monthly or quarterly depending upon the STP chosen by you and the options available.

The STP takes place in the form of units of the fund. This switch to the new scheme is carried out at the prevailing net asset value (NAV). Depending upon the NAV of the transferor fund, the redeemed units are converted in to redemption amount which is used to purchase the units of the transferee fund.

Say if a person wants to invest in a fund ‘B’ through STP, he will have to first select a fund ‘A’ which allows STP. After selecting the fund ‘A’, he will select fund ‘B’ where the amount will be transferred. But instead of reallocating the entire amount, in STP you can select and set your amount and time period according to your risk appetite and the money will be regularly transferred from fund ‘A’ to fund ‘B’ .

1. The online STP modification/cancellation request needs to be submitted 10 business days prior to the next STP date opted by you online.
2. In case the modification request received involves change in the STP amount and if any STP installment is due within 10 business days from the date of modification request received, the said installment will be processed as per the amount of the STP registered before modification
3. Modification can only be done in the STP amount and STP end period

You will receive a confirmation email and SMS with the details of your Online STP after successfully completing the registration process on our website.

You can also check the status of your registration under the section Commercial Transactions > ‘STP’.

The applicable exit load will be charged at the time of STP according to the scheme features.

Please find below the exit load structure of each scheme;

When you feel that your portfolio needs rebalancing, STP comes in handy and saves you from lots of operational hassles that would otherwise go in transferring funds into equity schemes.
When market conditions are in favor of equity growth in near future, it’s good to skew your portfolio towards equity for better returns with the help of STP.

For an STP you can invest a lump sum amount in one scheme and regularly transfer a pre-defined amount into another scheme. Commonly, investors park a lump sum amount in a debt fund, from where a regular amount is transferred at periodic intervals into specific equity-oriented funds. It is similar to the drip investing concept of an SIP, the only difference being that money flows from one fund to another in case of an STP instead of being transferred from your bank account. This eliminates the risks associated with timing the market in case of lump sum investments and in turn offers the benefit of rupee cost averaging. You may choose a daily, weekly, monthly or a quarterly transfer plan, as per your needs.

For an STP, you have to choose a fund from which the transfer is taking place (Transfer of scheme or fund) and a fund to which the transfer is taking place (Transferee Scheme or Fund). Transfers can be made daily, weekly, monthly or quarterly depending upon the STP chosen by you and the options available.

The STP takes place in the form of units of the fund. This switch to the new scheme is carried out at the prevailing net asset value (NAV). Depending upon the NAV of the transferor fund, the redeemed units are converted in to redemption amount which is used to purchase the units of the transferee fund.

Say if a person wants to invest in a fund ''''B'''' through STP, he will have to first select a fund ''''A'''' which allows STP. After selecting the fund ''''A'''', he will select fund ''''B'''' where the amount will be transferred. But instead of reallocating the entire amount, in STP you can select and set your amount and time period according to your risk appetite and the money will be regularly transferred from fund ''''A'''' to fund ''''B''''.

The STP helps against any foreseen or sudden downfalls of the market.

STP refers to Systematic Transfer Plan where in an investor invests a lump sum amount in one scheme and regularly transfers (i.e. switches) a pre-defined amount into another scheme. According to the frequency of STP selected, on a specified date an amount chosen by the investor is transferred from the existing scheme to another of the investor’s choice.

The Offline SIP facility is available at NO CHARGE. However charges can be levied by your bankers.

Mutual Fund investments are subject to market risks, read all scheme related documents carefully.

Yes, you can!

To cancel your existing SIP in Quantum Mutual Fund, you will need to submit either the SIP form or the written request mentioning your folio number, scheme name, SIP date and amount to this effect to our registered office address as mentioned below or any of our collection centers closest to you.

You are requested to send us the SIP cancellation request 15 business days prior to the SIP date opted by you.If an SIP installment is due within 15 business days from the date of cancellation, that installment will be processed and your bank account will be debited for that SIP installment.

To modify the SIP amount/frequency etc. registered at our end, you need to submit to us a SIP cancellation request to cancel your existing SIP and subsequently submit to us a fresh request for SIP registration. (The procedure for both is mentioned above).

If you wish to change the bank details for your existing Systematic Investment Plan (SIP) registered through the above mode, you need to submit a duly filled and signed One Time Mandate along with the SIP auto debit form indicating the option ‘Change in Bank Account’. Also, kindly submit a cancelled cheque copy of your new bank account.

Note: The change in bank mandate request needs to be submitted 21 days prior the next SIP due date. Else the auto debit will be processed with the existing bank details.

Offline SIP registered through Cheque -

If you wish to change the bank details for your existing Systematic Investment Plan (SIP) registered through the above mode, kindly submit a Cancellation Request first and subsequently submit a fresh request for SIP registration.

Note: Kindly ensure that the registration request is received 21 days prior to your subsequent SIP date. However the SIP cancellation request needs to be submitted 15 business days prior the next SIP date.

Collecting the Application Form:

You can download the form from our website www.QuantumMF.com.

You can also collect the physical application form from any of our office branch OR collection centers as shown below.

Fill up the form and attach the mandatory documents

For New Investors:

Fill all the required information and attach the below mentioned documents as supporting.

For Existing Investors:

Fill all the required information and attach the below mentioned documents as supporting.

Submission of the Form:

You can submit your physical applications along with all required supporting documents at the addresses mentioned below:

Below given is the list of Direct Debit banks for SIP.

If your branch falls under Non ECS location/ Invalid MICR and if the bank is activated as DD bank, your SIP will still get registered successfully. It means that investor can have SIP from any branch of the direct debit irrespective of the MICR code or ECS location available in our list.

You can pay at regular intervals by giving Direct Debit instructions to your bank for the same.
OR
You can pay at regular intervals by giving Post-dated cheque and we will deposit the same.

The applicable exit load will be charged at the time of redemption/switch out/STP irrespective of the amount invested. In case of SIP, we follow FIFO (First In First Out) method to calculate the exit load. If you start 1 year SIP on 5th July 2011 in Quantum Long Term Equity Fund then the exit load for that month’s investment will be applicable up to 5th July 2013. The exit load for your last installment on 5th June 2012 will be NIL after 5th June 2014.

Please find below the exit load structure of each scheme;

Quantum Mutual Fund offers you Online SIP (ISIP) through the banks mentioned below. Please note that you need to have your net banking with utility payment facility with your bank to avail of this facility.

Bank Name

Mode of Registration:
Net Banking Mode - Can be registered through the respective bank’s net banking module
Mobile Banking Mode - Can be registered through the respective bank’s mobile banking option
Payment Mode:
Auto Pay - Auto pay option will enable automatic debit of the SIP amount from the bank account without any manual intervention from the Investor.
View & Pay - View & Pay is an option to manually authorize the payment (in investor’s bank login) on or before each SIP date opted to avoid reversal of units.

You can make a purchase through SIP for all our schemes (except for Quantum Nifty 50 ETF and Gold ETF Fund) through the Online mode or the Offline mode.

Offline SIP - The request for SIP application should be received at our end within 21 business days prior to the SIP date opted by you in the form. After receiving the valid documents at our end, your SIP will be activated.

Online SIP - Online SIP (ISIP) instructions will take a minimum of 15 days for activation by the Registrar and the Bank. The first auto debit will be carried out only after the registration is completed by the Registrar and the Bank.

Earlier the SIP registration facility was provided for existing investors only. However, now the first time investors can also register for a SIP through our new purchase Invest Online module. The new purchase can be done alongwith lumpsum purchase or for only ‘SIP’ also.

Choose your preferred mode and click on the below links to read more and invest with us.

NAV Applicability

If the valid application received up to 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription/ purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme and are available for utilization before the cut-off time (3.00 p.m.)- the closing NAV of the day shall be applicable. If the valid application received after 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme on same day or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day- the closing NAV of the subsequent Business Day shall be applicable;

Irrespective of the time of receipt of application at the official point(s) of acceptance, where the funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Schemes on or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day - the closing NAV of such subsequent Business Day shall be applicable;

For Systematic Investment Plan (SIP), Systematic Transfer Plan (STP), Dividend Transfer Facility:

The units will be allotted based on which the funds are available for utilization by the respective schemes / target schemes irrespective of the installment date of the SIP, STP or record date of dividend declarations. It may also be noted that allotment of units in the normal course will be based on realization of amount of subscription or the date of receipt of application or the date of instalment (in case of SIP) whichever is later if both realization and application dates are different.

Further, if the time of realization of funds can’t be ascertained then the allotment of units will be as per the day and date of realization of amount of subscription.

Please Click Here and refer the question “Which are the Quantum collection bank account details to initiate an NEFT/RTGS transfer?” for our collection bank account details.

You need to mention your transaction type, folio number, amount, scheme details like name, plan and option, details about change request in the WhatsApp / HIKE message (depending upon the type of transaction).

• The investor is required to send the WhatsAPP transaction request to the Mobile Number +91-924322 3863 containing details as defined on the AMC website which are required to process the transaction request. Transaction requests sent to any other Mobile Number will not be accepted. The AMC will make a confirmation / verification call to the investor on registered Mobile Number / Telephone / Contact Number through recorded line to confirm / verify the Transaction Request.

• If for any reason whatsoever confirmation / verification is not completed then the Transaction Request will not be processed and the request shall stand rejected by the AMC. After the necessary confirmation / verification of the Transaction Request with the investor, the AMC will send an acknowledgement email to the investor for acceptance or non-acceptance of the Transaction Request and such acknowledgement email from the AMC shall be considered as valid acceptance or non-acceptance of the transaction request and the transaction shall then be processed afterwards subject further to validity of request.

Non individual Investors such as a company, HUF, trust etc. are not allowed to transact via WhatsApp.

WhatsApp Facility will be available to existing registered Identified Investors as prescribed by the AMC from time to time and individual investors and joint holders and who is KYC compliant (for financial transactions). The new investor who wishes to avail this Facility shall first be required to subscribe / purchase units through the offline / web or such other mode of transactions as may be prescribed by the AMC from time to time.

To avail for this facility, the mobile number and Email Id of the investor needs to be registered under his folio.

Transactions through WhatsApp / HIKE is a facility wherein Quantum Mutual Fund will accept requests for Financial transactions & like Subscriptions/ Redemption / Repurchase / Switch-in / Switch-out of units and Updation of personal data / information as prescribed on the website of the AMC / Fund from time to time through WhatsApp subject to the Sender fulfilling the terms and conditions as prescribed by the AMC from time to time.

You need to register your bank through the One Time Mandate form for transfer of funds to the AMC’s account against your purchase transaction. Please Click Here to know more on One Time Mandate Facility.

You can also transfer funds to AMC’s bank account before sending SMS for the Financial Transaction Request through NEFT / RTGS facility.

Please Click Here and refer the question “Which are the Quantum collection bank account details to initiate an NEFT/RTGS transfer?” for our collection bank account details.

NAV Applicability

If the valid application received up to 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription/ purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme and are available for utilization before the cut-off time (3.00 p.m.)- the closing NAV of the day shall be applicable. If the valid application received after 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme on same day or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day- the closing NAV of the subsequent Business Day shall be applicable;

Irrespective of the time of receipt of application at the official point(s) of acceptance, where the funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Schemes on or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day - the closing NAV of such subsequent Business Day shall be applicable;

For Systematic Investment Plan (SIP), Systematic Transfer Plan (STP), Dividend Transfer Facility:

The units will be allotted based on which the funds are available for utilization by the respective schemes / target schemes irrespective of the installment date of the SIP, STP or record date of dividend declarations. It may also be noted that allotment of units in the normal course will be based on realization of amount of subscription or the date of receipt of application or the date of instalment (in case of SIP) whichever is later if both realization and application dates are different.

Further, if the time of realization of funds can’t be ascertained then the allotment of units will be as per the day and date of realization of amount of subscription.

The following details are to be mentioned in your transaction request.

Financial Transactions:


The same Syntax is to be followed for it to be considered a syntax based SMS transaction.

Non-Financial Transactions:

Existing investors can make the following transactions through SMS:

Financial Transactions:

• Additional Purchase (Subscription)
• Redemption
• Switch in / Switch-out

Non – Financial Transactions:

• • NAV
• • Folio Valuation
• • Email Statement of Account
• • SIP Renewal Procedure

NAV Applicability

If the valid application received up to 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription/ purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme and are available for utilization before the cut-off time (3.00 p.m.)- the closing NAV of the day shall be applicable. If the valid application received after 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme on same day or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day- the closing NAV of the subsequent Business Day shall be applicable;

Irrespective of the time of receipt of application at the official point(s) of acceptance, where the funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Schemes on or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day - the closing NAV of such subsequent Business Day shall be applicable;

For Systematic Investment Plan (SIP), Systematic Transfer Plan (STP), Dividend Transfer Facility:

The units will be allotted based on which the funds are available for utilization by the respective schemes / target schemes irrespective of the installment date of the SIP, STP or record date of dividend declarations. It may also be noted that allotment of units in the normal course will be based on realization of amount of subscription or the date of receipt of application or the date of instalment (in case of SIP) whichever is later if both realization and application dates are different.

Further, if the time of realization of funds can’t be ascertained then the allotment of units will be as per the day and date of realization of amount of subscription.

You need to register your bank through the One Time Mandate form for transfer of funds to the AMC’s account against your purchase transaction. Please Click Here to know more on One Time Mandate Facility.

You can also transfer funds to AMC’s bank account before sending SMS for the Financial Transaction Request through NEFT / RTGS facility.

Please Click Here and refer the question “Which are the Quantum collection bank account details to initiate an NEFT/RTGS transfer?” for our collection bank account details

Transaction Through Email (Without Attachment) -

• Existing Individual Investors (irrespective of mode of holding)
• All holders to be KYC compliant
• The transaction email needs to be received from the Email Id registered under investor’s folio.
• The investor’s mobile number needs to be registered in the said folio.
• A new investor or non-individual investors cannot avail for this facility

Transaction Through Email (With Attachment) –

• Existing Individual & non-individual Investors (irrespective of mode of holding)
• All holders to be KYC compliant
• The transaction email needs to be received from the Email Id registered under investor’s folio.
• The investor’s mobile number needs to be registered in the said folio.

NAV Applicability

If the valid application received up to 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription/ purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme and are available for utilization before the cut-off time (3.00 p.m.)- the closing NAV of the day shall be applicable. If the valid application received after 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme on same day or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day- the closing NAV of the subsequent Business Day shall be applicable;

Irrespective of the time of receipt of application at the official point(s) of acceptance, where the funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Schemes on or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day - the closing NAV of such subsequent Business Day shall be applicable;

For Systematic Investment Plan (SIP), Systematic Transfer Plan (STP), Dividend Transfer Facility:

The units will be allotted based on which the funds are available for utilization by the respective schemes / target schemes irrespective of the installment date of the SIP, STP or record date of dividend declarations. It may also be noted that allotment of units in the normal course will be based on realization of amount of subscription or the date of receipt of application or the date of instalment (in case of SIP) whichever is later if both realization and application dates are different.

Further, if the time of realization of funds can’t be ascertained then the allotment of units will be as per the day and date of realization of amount of subscription.